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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

MUTUAL FUND MANAGEMENT CO

CRD 107538

TROY, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cef1c87c-8fcf-e9ff-0a66-e74ea0c0a08c

Data as of Jun 12, 2018 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Mar 28, 2012 to Jun 12, 2018
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $192MItem 5.F on the latest filing (2018-06-12); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $190M
Private client RAUM: $190MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 3
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 708
Individual clients: 132
High net worth clients: 137
SEC number: 801-42031
CRD: 107538
Filings on the tape: 10
First filed: Mar 28, 2012
Latest filed: Jun 12, 2018
Organised: Corporation, Michigan

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ARVAI, FRANK, STEPHEN	CHIEF COMPLIANCE OFFICER	E	yes	03/2013	Mar 28, 2012	Jun 12, 2018

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
WILLIAM MACK & ASSOCIATES INC	n/a	Independent wealth	$1.0B	N	no	n/a
ARVAI & ASSOCIATES, P.C.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Troy	Mi	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Mar 29, 2018	$192M	$190M	4	3	0	n/a	n/a
2016	Mar 31, 2017	$192M	$184M	4	4	n/a	n/a	n/a
2015	Mar 30, 2016	$189M	$182M	4	4	n/a	n/a	n/a
2014	Mar 30, 2015	$204M	$197M	4	3	n/a	n/a	n/a
2013	Mar 13, 2014	$201M	$194M	3	2	n/a	n/a	n/a
2012	Mar 8, 2013	$180M	$175M	2	2	n/a	n/a	n/a
2011	Mar 28, 2012	$169M	$164M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$192M	$192M	-0.1%	$204M	-2.0%	4	4	1	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
WILLIAM MACK & ASSOCIATES INC	2	Dec 31, 2018	Dec 18, 2024	TROY, MI	Team lift out	RIA to RIA	66.7%

Relationships

Affiliated with (1)

→ WILLIAM MACK & ASSOCIATES INCRegistered adviserother investment adviser
factForm ADV

Controls (1)

← ARVAI, FRANK, STEPHENOwnerCHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 28, 2012 to presentfactForm ADV

Moved with (1)

→ WILLIAM MACK & ASSOCIATES INCRegistered adviser2 advisors, team lift out, same day
Dec 31, 2018 to Dec 18, 2024factForm ADV

Registered with (4)

← WILLIAM MACKAdvisorregistration: previous registration
Oct 12, 2016 to Dec 31, 2018factForm ADV
← FRANK STEPHEN ARVAIAdvisorregistration: previous registration
Mar 31, 2011 to Dec 31, 2018factForm ADV
← Richard Jakob KeilAdvisorregistration: previous registration
Jun 7, 2017 to Dec 31, 2018factForm ADV
← KENNETH LOUIS KLEGONAdvisorregistration: previous registration
Mar 31, 2011 to Mar 20, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cef1c87c-8fcf-e9ff-0a66-e74ea0c0a08c
First observed: Mar 28, 2012
Last observed: Jun 12, 2018 100 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MUTUAL FUND MANAGEMENT CO

CRD 107538

TROY, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cef1c87c-8fcf-e9ff-0a66-e74ea0c0a08c

Data as of Jun 12, 2018 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:55 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ARVAI, FRANK, STEPHEN

CHIEF COMPLIANCE OFFICER

yes

03/2013

Mar 28, 2012

Jun 12, 2018

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

WILLIAM MACK & ASSOCIATES INC

n/a

Independent wealth

$1.0B

n/a

ARVAI & ASSOCIATES, P.C.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Troy

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2017

Mar 29, 2018

$192M

$190M

n/a

2016

Mar 31, 2017

$192M

$184M

n/a

2015

Mar 30, 2016

$189M

$182M

n/a

2014

Mar 30, 2015

$204M

$197M

n/a

2013

Mar 13, 2014

$201M

$194M

n/a

2012

Mar 8, 2013

$180M

$175M

n/a

2011

Mar 28, 2012

$169M

$164M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2017

$192M

-0.1%

$204M

-2.0%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

WILLIAM MACK & ASSOCIATES INC

Dec 31, 2018

Dec 18, 2024

TROY, MI

Team lift out

RIA to RIA

66.7%