DFX Intelligence

K•••••• L•••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner43 years in industry

K•••••• L•••• K•••••

Advisor at W•••••• M••• • A••••••••• I••

••• Locked

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Search this name across graphsid dfx:ria:ed8503e5-7c13-2d1d-905d-8bc0de5ff3b2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 3, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••••• M••• • A••••••••• I••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 18, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••••• M••• • A••••••••• I••	Independent wealth	Oct 28, 2017	n/a	yes	Punta Gorda, FL\|Ludington, MI\|TROY, MI	Current employment
M••••• F••• M••••••••• C•	Former SEC adviser	Mar 31, 2011	Mar 20, 2018	no	TROY, MI\|Ludington, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• F••• M••••••••• C•	W•••••• M••• • A••••••••• I••	Mar 20, 2018	Oct 28, 2017	-143	Firm change after gap	Other
F•••••••• M••••••••• A•••••••••	M••••• F••• M••••••••• C•	Mar 31, 2011	Mar 31, 2011

Relationships

Registered with (3)

→ W•••••• M••• • A••••••••• I••Registered adviserregistration: current employment
Oct 28, 2017 to presentfactForm ADV
→ M••••• F••• M••••••••• C•Registered adviserregistration: previous registration
Mar 31, 2011 to Mar 20, 2018factForm ADV
→ F•••••••• M••••••••• A•••••••••Registered adviserregistration: previous registration
May 3, 2010 to Mar 31, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ed8503e5-7c13-2d1d-905d-8bc0de5ff3b2
First observed: May 3, 2010
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.