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Advisor at WELLS FARGO ADVISORS
ROCHESTER, NY | TAPPAN, NY | Palm Beach Gardens, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Mar 31, 2022 | n/a | yes | Palm Beach Gardens, FL|ROCHESTER, NY|TAPPAN, NY | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Mar 25, 2011 | Mar 31, 2022 | no | NEW CITY, NY | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Apr 4, 2011 | no | PEARL RIVER, NY | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 14, 2008 | Jun 1, 2009 | no | PEARL RIVER, NY|PEARL RIVER, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | WELLS FARGO ADVISORS | Mar 31, 2022 | Mar 31, 2022 | 0 | Channel change | Wirehouse to wirehouse |
| MORGAN STANLEY | WELLS FARGO ADVISORS | Apr 4, 2011 | Mar 25, 2011 | -10 | Firm change | Wirehouse to wirehouse |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:11025:NY:2022-03-31 | Mar 31, 2022 | Mar 31, 2022 | NEW CITY, NY | Firm change |