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Registered advisor
B•••• B••••••••
Feed of 09/15/2026
Also filed as B•••• Alex B••••••••
At current firm
4 y
since Mar 31, 2022
In the industry
28 y
since May 13, 1998 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Mar 31, 2022 · Palm Beach Gardens, Fl
- W•••• F•••• A••••••• wirehouseMar 25, 2011 to Mar 31, 2022 · New City, Ny
- M••••• S•••••• wirehouseJun 1, 2009 to Apr 4, 2011 · Pearl River, Ny
- M••••• S•••••• • C•• L•• unclassifiedApr 14, 2008 to Jun 1, 2009 · Pearl River, Ny
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Mar 31, 2022, registered Mar 31, 2022 (0 days) · channel change inside one enterprise, not a move · moved with a team
- M••••• S•••••• to W•••• F•••• A•••••••left Apr 4, 2011, registered Mar 25, 2011 (-10 days) · Wirehouse to wirehouse
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address