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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

MARY CARMELLA NEARY

Advisor at CITIZENS SECURITIES, INC.

WESTBROOK, CT | JOHNSTON, RI | MONTVILLE, CT

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Search this name across graphsid dfx:ria:cf0eed9a-422f-5720-bf88-2ebb70907544

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Oct 9, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CITIZENS SECURITIES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Oct 31, 2017
First registration: Oct 9, 2019
Dual registered: yes, broker-dealer
Other names: Mary Ellal|Mary C Liguore|MARY NEARY
IAPD individual key: 6851985

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CITIZENS SECURITIES, INC.	Bd affiliated wealth	Sep 21, 2023	n/a	yes	JOHNSTON, RI\|MONTVILLE, CT\|WESTBROOK, CT	Current employment
WELLS FARGO ADVISORS	Wirehouse	Aug 22, 2022	Sep 19, 2023	no	NORTH HAVEN, CT\|MELVILLE, NY	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Aug 19, 2021	Jul 22, 2022	no	EAST HARTFORD, CT	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Oct 9, 2019	Aug 17, 2021	no	WALLINGFORD, CT\|MELVILLE, NY\|NORTH HAVEN, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	CITIZENS SECURITIES, INC.	Sep 19, 2023	Sep 21, 2023	2	Firm change	Wirehouse to ibd
CETERA INVESTMENT ADVISERS LLC	WELLS FARGO ADVISORS	Jul 22, 2022	Aug 22, 2022	31	Firm change	Ibd to wirehouse
WELLS FARGO ADVISORS	CETERA INVESTMENT ADVISERS LLC	Aug 17, 2021	Aug 19, 2021	2	Firm change	Wirehouse to ibd

Relationships

Registered with (3)

→ CITIZENS SECURITIES, INC.Registered adviserregistration: current employment
Sep 21, 2023 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Aug 22, 2022 to Sep 19, 2023factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Aug 19, 2021 to Jul 22, 2022factForm ADV

Dated events

Occurred
Sep 19, 2023
Advisor changed firm
Mary Carmella Neary left Wells Fargo Advisors for Citizens Securities, Inc. (registered 2023-09-21)
Form ADVobserved 5 days ago
Occurred
Jul 22, 2022
Advisor changed firm
Mary Carmella Neary left Cetera Investment Advisers Llc for Wells Fargo Advisors (registered 2022-08-22)
Form ADVobserved 5 days ago