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Registered advisor
M••• C••••••• N••••
Feed of 09/15/2026
Also filed as Mary Ellal
At current firm
3 y
since Sep 21, 2023
In the industry
10 y
since Jun 1, 2016 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••• S••••••••• I••• BD affiliated currentsince Sep 21, 2023 · Johnston, Ri
- W•••• F•••• A••••••• wirehouseAug 22, 2022 to Sep 19, 2023 · North Haven, Ct
- C••••• I••••••••• A••••••• L•• BD affiliatedAug 19, 2021 to Jul 22, 2022 · East Hartford, Ct
- W•••• F•••• A••••••• wirehouseOct 9, 2019 to Aug 17, 2021 · Wallingford, Ct
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to C••••••• S••••••••• I•••left Sep 19, 2023, registered Sep 21, 2023 (2 days) · Wirehouse to affiliated broker-dealer or bank
- C••••• I••••••••• A••••••• L•• to W•••• F•••• A•••••••left Jul 22, 2022, registered Aug 22, 2022 (31 days) · Affiliated broker-dealer or bank to wirehouse
- W•••• F•••• A••••••• to C••••• I••••••••• A••••••• L••left Aug 17, 2021, registered Aug 19, 2021 (2 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- M••• C••••••• N•••• left W•••• F•••• A••••••• for C••••••• S••••••••• I••• (registered 2023-09-21)Sep 19, 2023 · Advisor changed firm · fact
- M••• C••••••• N•••• left C••••• I••••••••• A••••••• L•• for W•••• F•••• A••••••• (registered 2022-08-22)Jul 22, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address