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RIA / WealthAdvisor29 years in industry

RAYMOND KEY

Advisor at UNITED CAPITAL FINANCIAL ADVISORS

THE WOODLANDS, TX

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 22, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: UNITED CAPITAL FINANCIAL ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 17, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66|S65|S63
First exam: Apr 17, 1997
First registration: Feb 22, 2002
Dual registered: no
Other names: R SCOTT KEY|RAYMOND SCOTT KEY
IAPD individual key: 2318715

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
UNITED CAPITAL FINANCIAL ADVISORS	Independent wealth	Oct 20, 2020	n/a	yes	THE WOODLANDS, TX	Current employment
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Jun 20, 2016	May 18, 2017	no	LAKEWOOD, CO	Previous registration
ADVISORS ASSET MANAGEMENT, INC.	Mixed wealth	Oct 5, 2010	Jun 14, 2016	no	MONUMENT, CO	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Feb 22, 2002	May 12, 2004	no	ASPEN, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VALIC FINANCIAL ADVISORS, INC.	UNITED CAPITAL FINANCIAL ADVISORS	May 18, 2017	Oct 20, 2020	1,251	Firm change after gap	Other
ADVISORS ASSET MANAGEMENT, INC.	VALIC FINANCIAL ADVISORS, INC.	Jun 14, 2016	Jun 20, 2016	6	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	ADVISORS ASSET MANAGEMENT, INC.	May 12, 2004	Oct 5, 2010	2,337	Firm change after gap	Other

Relationships

Registered with (4)

→ UNITED CAPITAL FINANCIAL ADVISORSRegistered adviserregistration: current employment
Oct 20, 2020 to presentfactForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Jun 20, 2016 to May 18, 2017factForm ADV
→ ADVISORS ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Oct 5, 2010 to Jun 14, 2016factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Feb 22, 2002 to May 12, 2004factForm ADV

Dated events

No dated event names this entity yet.