DFX Intelligence

E••• C•••••• P••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor15 years in industry

E••• C•••••• P••••••••

Advisor at T•••• B••• C•••••• L••

DALLAS, TX | Morgan Hill, CA

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Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 12:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 3
Observed: Nov 30, 2010 to Sep 15, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

E••• C•••••• P••••••••

Private equity principal · key_crd_individual, shared_individual_crd

Venture Capitalidentity

E••• C•••••• P••••••••

Venture principal · key_crd_individual, shared_individual_crd

Real Estate Fundsidentity

E••• C•••••• P••••••••

Real estate principal · key_crd_individual, shared_individual_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••• B••• C•••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Nov 30, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•••• B••• C•••••• L••	Mixed wealth	Jan 9, 2025	n/a	yes	DALLAS, TX\|Morgan Hill, CA	Current employment
W••••• I•••••••••	Independent wealth	Aug 26, 2011	Jan 17, 2012	no	LAS VEGAS, NV	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••• I•••••••••	T•••• B••• C•••••• L••	Jan 17, 2012	Jan 9, 2025	4,741	Firm change after gap	Other
L••••• M••••••••• C• I••	W••••• I•••••••••	Jul 7, 2011	Aug 26, 2011

Relationships

Registered with (3)

→ T•••• B••• C•••••• L••Registered adviserregistration: current employment
Jan 9, 2025 to presentfactForm ADV
→ W••••• I•••••••••Registered adviserregistration: previous registration
Aug 26, 2011 to Jan 17, 2012factForm ADV
→ L••••• M••••••••• C• I••Registered adviserregistration: previous registration
Nov 30, 2010 to Jul 7, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 30, 2010
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.