DFX Intelligence
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Reading the graph
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Advisor at W•••••• J•••• J•
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W•••••• J•••• J• | State registered | Mar 28, 2023 | n/a | yes | 3508 BAYFAIR PLACE, FL | Current employment |
| C••••••• A•••••••• L•• | Former SEC adviser | Apr 13, 2007 | Dec 31, 2017 | no | TAMPA, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••••• A•••••••• L•• | W•••••• J•••• J• | Dec 31, 2017 | Mar 28, 2023 | 1,913 | Firm change after gap | Other |
| W•••• F•••• A••••••• | C••••••• A•••••••• L•• | Jun 23, 2017 | Apr 13, 2007 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 11025:142941:FL:2017-06-12 | Jun 23, 2017 | Apr 13, 2007 | TAMPA, FL | Firm change after gap |
| W•••• F•••• A••••••• |
| Wirehouse |
| Jun 15, 2002 |
| Jun 23, 2017 |
| no |
| TAMPA, FL|TAMPA, FL |
| Previous registration |
| C••••••• F•••••••• A•••••••• L•• | n/a | Jun 30, 1999 | Jun 20, 2002 | no | TAMPA, FL | Previous registration |
| -3,724 |
| Firm change after gap |
| Other |
| C••••••• F•••••••• A•••••••• L•• | W•••• F•••• A••••••• | Jun 20, 2002 | Jun 15, 2002 | -5 | Bulk transfer | Other |