RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• J••••• W•••••
- W•••••• J•••• J• state registered currentsince Mar 28, 2023 · 3508 Bayfair Place, Fl
- C••••••• A•••••••• L•• formerApr 13, 2007 to Dec 31, 2017 · Tampa, Fl
- W•••• F•••• A••••••• wirehouseJun 15, 2002 to Jun 23, 2017 · Tampa, Fl
- C••••••• F•••••••• A•••••••• L•• unclassifiedJun 30, 1999 to Jun 20, 2002 · Tampa, Fl
- C••••••• A•••••••• L•• to W•••••• J•••• J•left Dec 31, 2017, registered Mar 28, 2023 (1913 days) · Other
- W•••• F•••• A••••••• to C••••••• A•••••••• L••left Jun 23, 2017, registered Apr 13, 2007 (-3724 days) · Other · moved with a team
- C••••••• F•••••••• A•••••••• L•• to W•••• F•••• A•••••••left Jun 20, 2002, registered Jun 15, 2002 (-5 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address