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Advisor at LPL FINANCIAL LLC
PURVIS, MS | HATTIESBURG, MS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Oct 7, 2019 | n/a | yes | PURVIS, MS|HATTIESBURG, MS | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jun 3, 2019 | Aug 19, 2019 | no | HATTIESBURG, MS | Previous registration |
| OSAIC INSTITUTIONS, INC. | Bd affiliated wealth | Dec 2, 2013 | Jun 10, 2019 | no | HATTIESBURG, MS|JACKSON, MS|Chapel Hill, NC | Previous registration |
| BANCORPSOUTH INVESTMENT SERVICES, INC. | Former SEC adviser | Apr 30, 2008 | Dec 2, 2013 | no | HATTIESBURG, MS|JACKSON, MS|JACKSON, MS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | LPL FINANCIAL LLC | Aug 19, 2019 | Oct 7, 2019 | 49 | Firm change | Ibd to ibd |
| OSAIC INSTITUTIONS, INC. | CETERA INVESTMENT ADVISERS LLC | Jun 10, 2019 | Jun 3, 2019 | -7 | Firm change | Ibd to ibd |
| BANCORPSOUTH INVESTMENT SERVICES, INC. | OSAIC INSTITUTIONS, INC. | Dec 2, 2013 | Dec 2, 2013 | 0 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 105644:6413:MS:2019-08-19 | Aug 19, 2019 | Oct 7, 2019 | HATTIESBURG, MS | Firm change |
| 35371:105644:NC:2019-06-10 | Jun 10, 2019 | Jun 3, 2019 | CHAPEL HILL, NC | Firm change |