RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• R•••• H••••••
- L•• F•••••••• L•• BD affiliated currentsince Oct 7, 2019 · Purvis, Ms
- C••••• I••••••••• A••••••• L•• BD affiliatedJun 3, 2019 to Aug 19, 2019 · Hattiesburg, Ms
- O•••• I••••••••• I••• BD affiliatedDec 2, 2013 to Jun 10, 2019 · Hattiesburg, Ms
- B••••••••• I••••••••• S•••••••• I••• formerApr 30, 2008 to Dec 2, 2013 · Hattiesburg, Ms
- C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••left Aug 19, 2019, registered Oct 7, 2019 (49 days) · Affiliated broker-dealer or bank to another · moved with a team
- O•••• I••••••••• I••• to C••••• I••••••••• A••••••• L••left Jun 10, 2019, registered Jun 3, 2019 (-7 days) · Affiliated broker-dealer or bank to another · moved with a team
- B••••••••• I••••••••• S•••••••• I••• to O•••• I••••••••• I•••left Dec 2, 2013, registered Dec 2, 2013 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address