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Advisor at MARINER
East Falmouth, MA | Rochester, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Mariner | Bd affiliated wealth | Sep 23, 2025 | n/a | yes | Rochester, NY|East Falmouth, MA | Current employment |
| FORTE CAPITAL LLC | Former SEC adviser | Apr 5, 2017 | Oct 1, 2025 | no | WAQUOIT, MA|ROCHESTER, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FORTE CAPITAL LLC | Mariner | Oct 1, 2025 | Sep 23, 2025 | -8 | Firm change | RIA to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 109941:140195:NY:2025-10-01 | Oct 1, 2025 | Sep 23, 2025 | ROCHESTER, NY | Firm change |