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Advisor at WELLS FARGO ADVISORS
RENO, NV | SCOTTSDALE, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Feb 9, 2024 | n/a | yes | RENO, NV|SCOTTSDALE, AZ | Current employment |
| MORGAN STANLEY | Wirehouse | Nov 19, 2010 | Feb 13, 2024 | no | SCOTTSDALE, AZ|Scottsdale, AZ | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Mar 21, 2005 | Nov 29, 2010 | no | COLUMBUS, OH|COLUMBUS, OH|SCOTTSDALE, AZ | Previous registration |
| BANC ONE SECURITIES CORPORATION | n/a | Mar 3, 2005 | Mar 22, 2005 | no | DUBLIN, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | WELLS FARGO ADVISORS | Feb 13, 2024 | Feb 9, 2024 | -4 | Firm change | Wirehouse to wirehouse |
| WELLS FARGO ADVISORS | MORGAN STANLEY | Nov 29, 2010 | Nov 19, 2010 | -10 | Firm change | Wirehouse to wirehouse |
| BANC ONE SECURITIES CORPORATION | WELLS FARGO ADVISORS | Mar 22, 2005 | Mar 21, 2005 | -1 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149777:11025:AZ:2024-02-13 | Feb 13, 2024 | Feb 9, 2024 | SCOTTSDALE, AZ | Firm change |