RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- W•••• F•••• A••••••• wirehouse currentsince Feb 9, 2024 · Reno, Nv
- M••••• S•••••• wirehouseNov 19, 2010 to Feb 13, 2024 · Scottsdale, Az
- W•••• F•••• A••••••• wirehouseMar 21, 2005 to Nov 29, 2010 · Columbus, Oh
- B••• O•• S••••••••• C••••••••• unclassifiedMar 3, 2005 to Mar 22, 2005 · Dublin, Oh
- M••••• S•••••• to W•••• F•••• A•••••••left Feb 13, 2024, registered Feb 9, 2024 (-4 days) · Wirehouse to wirehouse · moved with a team
- W•••• F•••• A••••••• to M••••• S••••••left Nov 29, 2010, registered Nov 19, 2010 (-10 days) · Wirehouse to wirehouse
- B••• O•• S••••••••• C••••••••• to W•••• F•••• A•••••••left Mar 22, 2005, registered Mar 21, 2005 (-1 days) · Other
- M••••• C••••• left M••••• S•••••• for W•••• F•••• A••••••• (registered 2024-02-09)Feb 13, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address