DFX Intelligence
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Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at R•• A•••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•• A•••••••• L•• | Independent wealth | May 12, 2025 | n/a | yes | Lauderdale By The Sea, FL|VESTAVIA HILLS, AL | Current employment |
| G••••• W••••• M••••••••• I••••••••• A•••••••• I••• | Independent wealth | Apr 13, 2017 | May 12, 2025 | no | FORT LAUDERDALE, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| G••••• W••••• M••••••••• I••••••••• A•••••••• I••• | R•• A•••••••• L•• | May 12, 2025 | May 12, 2025 | 0 | Firm change | RIA to RIA |
| G••••• F•••••••• P•••••• C••••••• I••• | G••••• W••••• M••••••••• I••••••••• A•••••••• I••• | Jan 8, 2018 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 132070:286005:FL:2018-01-08 | Jan 8, 2018 | Apr 13, 2017 | SARASOTA, FL | Firm change after gap |
| G••••• F•••••••• P•••••• C••••••• I••• | Former SEC adviser | Apr 27, 2015 | Jan 8, 2018 | no | FORT LAUDERDALE, FL|SARASOTA, FL | Previous registration |
| -270 |
| Firm change after gap |
| Other |