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RIA / WealthAdvisorCertified Financial Planner22 years in industry

Michael David Guerrero

Advisor at MARINER

SAN DIEGO, CA

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Search this name across graphsid dfx:ria:cf78037f-dc39-cef3-a0a8-69f0b270825b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: May 5, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MARINER
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 11, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Mar 11, 2004
First registration: May 5, 2008
Dual registered: no
Other names: MICHAEL DAVID GUERRERO|MICHAEL D GUERRERO
IAPD individual key: 4746196

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Mariner	Bd affiliated wealth	Jun 4, 2018	n/a	yes	SAN DIEGO, CA	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 16, 2018	May 30, 2018	no	SAN DIEGO, CA\|SAN DIEGO, CA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Jun 8, 2011	Mar 24, 2017	no	SAN FRANCISCO, CA\|SAN DIEGO, CA	Previous registration
WORLD WIDE WEALTH LLC	n/a	Sep 10, 2010	Nov 2, 2010	no	SAN FRANCISCO, CA	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Oct 29, 2009	Jul 13, 2010	no	SAN FRANCISCO, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	May 5, 2008	Feb 12, 2009	no	ROLLING HILLS ESTATES, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	Mariner	May 30, 2018	Jun 4, 2018	5	Firm change	RIA to RIA
STRATEGIC ADVISERS LLC	LPL FINANCIAL LLC	Mar 24, 2017	Mar 16, 2018	357	Firm change	Ibd to RIA
WORLD WIDE WEALTH LLC	STRATEGIC ADVISERS LLC	Nov 2, 2010	Jun 8, 2011	218	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	WORLD WIDE WEALTH LLC	Jul 13, 2010	Sep 10, 2010	59	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CHASE INVESTMENT SERVICES CORP.	Feb 12, 2009	Oct 29, 2009	259	Firm change	Other

Relationships

Registered with (6)

→ MARINERRegistered adviserregistration: current employment
Jun 4, 2018 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Mar 16, 2018 to May 30, 2018factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Jun 8, 2011 to Mar 24, 2017factForm ADV
→ WORLD WIDE WEALTH LLCRegistered adviserregistration: previous registration
Sep 10, 2010 to Nov 2, 2010factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Oct 29, 2009 to Jul 13, 2010factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
May 5, 2008 to Feb 12, 2009factForm ADV

Dated events

No dated event names this entity yet.