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Advisor at J.P. MORGAN SECURITIES LLC
DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Apr 16, 2015 | n/a | yes | DALLAS, TX | Current employment |
| VALIC FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Aug 26, 2011 | Apr 2, 2015 | no | ADDISON, TX | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | May 11, 2011 | May 26, 2011 | no | PLANO, TX | Previous registration |
| FIRST DALLAS SECURITIES, INC. | Independent wealth | Apr 6, 2006 | Aug 2, 2010 | no | DALLAS, TX|DALLAS, TX | Previous registration |
| HODGES CAPITAL MANAGEMENT INC | Mixed wealth | Mar 17, 2000 | Aug 2, 2010 | no | DALLAS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VALIC FINANCIAL ADVISORS, INC. | J.P. MORGAN SECURITIES LLC | Apr 2, 2015 | Apr 16, 2015 | 14 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | VALIC FINANCIAL ADVISORS, INC. | May 26, 2011 | Aug 26, 2011 | 92 | Firm change | Other |
| HODGES CAPITAL MANAGEMENT INC | FIRST DALLAS SECURITIES, INC. | Aug 2, 2010 | Apr 6, 2006 | -1,579 | Firm change after gap | Other |
| FIRST DALLAS SECURITIES, INC. | AMERIPRISE FINANCIAL SERVICES, LLC | Aug 2, 2010 | May 11, 2011 | 282 | Firm change | Other |