DFX Intelligence

J••••• E••••• G••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

J••••• E••••• G••••••••

Advisor at C•• A•••••••• L••

Santa Monica, CA | MANHATTAN, KS

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Search this name across graphsid dfx:ria:cf8677ce-03d7-9295-92f3-383fd4b6a9b3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 10, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•• A•••••••• L••	Independent wealth	Jun 9, 2021	n/a	yes	MANHATTAN, KS\|Santa Monica, CA	Current employment
R•••••• J•••• • A••••••••• I•••	National bd RIA	May 1, 2018	Jun 10, 2021	no	New York, NY\|Los Angeles, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• • A••••••••• I•••	C•• A•••••••• L••	Jun 10, 2021	Jun 9, 2021	-1	Firm change	Ibd to RIA
M••••• S••••••	R•••••• J•••• • A••••••••• I•••	Apr 17, 2018	May 1, 2018

Relationships

Registered with (4)

→ C•• A•••••••• L••Registered adviserregistration: current employment
Jun 9, 2021 to presentfactForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
May 1, 2018 to Jun 10, 2021factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Apr 10, 2017 to Apr 17, 2018factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cf8677ce-03d7-9295-92f3-383fd4b6a9b3
First observed: Sep 10, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.