This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

ARAX ADVISORY PARTNERS

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Mar 30, 1995earliest registration or exam on IAPD

Years in industry

31derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

1

Exams

S65|S63

First exam

Mar 30, 1995

First registration

Feb 21, 2003

Dual registered

no

Other names

MICHAEL FRANCIS OCONNOR

IAPD individual key

2577775

• Occurred

  Sep 8, 2022
  Advisor changed firm

  Michael Francis O'Connor left Pinnacle Private Wealth, Llc for U.S. Capital Wealth Advisors, Llc (registered 2022-08-29)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:cf8721b8-b632-55d2-c083-712e5c572334

First observed

Feb 21, 2003

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.