DFX Intelligence

K•••• L••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner26 years in industry

K•••• L••• B•••••

Advisor at P••• F•••••••• A•••••••• L••

SAN DIEGO, CA

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Search this name across graphsid dfx:ria:cf9b55ec-0b1f-f1b2-c7f3-ce0e8c97314a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 11, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••• F•••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 28, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••• F•••••••• A•••••••• L••	Independent wealth	Mar 23, 2009	n/a	yes	SAN DIEGO, CA	Current employment
T•• G•••••• G••••	Former SEC adviser	Nov 22, 2006	Jul 13, 2010	no	CORONADO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• G•••••• G••••	P••• F•••••••• A•••••••• L••	Jul 13, 2010	Mar 23, 2009	-477	Firm change after gap	Other
L•• F•••••••• L••	T•• G•••••• G••••	Mar 9, 2009	Nov 22, 2006

Relationships

Registered with (4)

→ P••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Mar 23, 2009 to presentfactForm ADV
→ T•• G•••••• G••••Registered adviserregistration: previous registration
Nov 22, 2006 to Jul 13, 2010factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Feb 11, 2005 to Mar 9, 2009factForm ADV
→ C••••• I••••••••• S••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cf9b55ec-0b1f-f1b2-c7f3-ce0e8c97314a
First observed: Jun 11, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.