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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)34 years in industry

Patrick Thomas LeBeau

Advisor at MORGAN STANLEY

Providence, RI

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 6, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 22, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S65
First exam: May 22, 1992
First registration: Mar 6, 2003
Dual registered: yes, broker-dealer
Other names: Patrick THOMAS LeBeau|Patrick THOMAS Le Beau
IAPD individual key: 2239645

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Feb 9, 2022	n/a	yes	Providence, RI	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 23, 2009	Feb 8, 2022	no	PROVIDENCE, RI\|PROVIDENCE, RI	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Nov 2, 2006	Oct 23, 2009	no	PROVIDENCE, RI	Previous registration
CITIZENS SECURITIES, INC.	Bd affiliated wealth	Mar 6, 2003	Oct 19, 2006	no	PAWTUCKET, RI\|RUMFORD, RI\|PAWTUCKET, RI\|BARRINGTON, RI\|BARRINGTON, RI\|WARREN, RI\|EAST PROVIDENCE, RI\|PAWTUCKET, RI\|PROVIDENCE, RI\|FRANKLIN, MA\|MILFORD, MA\|DEDHAM, MA\|NATICK, MA\|MILFORD, MA\|FRANKLIN, MA\|STOUGHTON, MA\|NORWOOD, MA\|WALPOLE, MA\|FRAMINGHAM, MA\|FRAMINGHAM, MA\|N. READING, MA\|FRAMINGHAM, MA\|FRAMINGHAM, MA\|BURLINGTON, MA\|BURLINGTON, MA\|MAYNARD, MA\|CONCORD, MA\|CAMBRIDGE, MA\|CAMBRIDGE, MA\|NORTH READING, MA\|STONEHAM, MA\|NORTH READING, MA\|CAMBRIDGE, MA\|CAMBRIDGE, MA\|CONCORD, MA\|ANDOVER, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MORGAN STANLEY	Feb 8, 2022	Feb 9, 2022	1	Firm change	Wirehouse to wirehouse
BANC OF AMERICA INVESTMENT SERVICES, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 23, 2009	Oct 23, 2009	0	Bulk transfer	Other
CITIZENS SECURITIES, INC.	BANC OF AMERICA INVESTMENT SERVICES, INC.	Oct 19, 2006	Nov 2, 2006	14	Firm change	Other

Relationships

Registered with (4)

→ MORGAN STANLEYRegistered adviserregistration: current employment
Feb 9, 2022 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 23, 2009 to Feb 8, 2022factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Nov 2, 2006 to Oct 23, 2009factForm ADV
→ CITIZENS SECURITIES, INC.Registered adviserregistration: previous registration
Mar 6, 2003 to Oct 19, 2006factForm ADV

Dated events

Occurred
Feb 8, 2022
Advisor changed firm
Patrick Thomas Lebeau left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Morgan Stanley (registered 2022-02-09)
Form ADVobserved 4 days ago