DFX Intelligence
Reading the graph
Reading the graph
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Advisor at J••• M••••• S••••••••• L••
SAN FRANCISCO, CA | Portland, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J••• M••••• S••••••••• L•• | Wirehouse | Jun 3, 2025 | n/a | yes | SAN FRANCISCO, CA|Portland, OR | Current employment |
| J•• W••••• M••••••••• L•• | Independent wealth | Oct 13, 2022 | Dec 19, 2024 | no | BEND, OR|Beaverton, OR |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J•• W••••• M••••••••• L•• | J••• M••••• S••••••••• L•• | Dec 19, 2024 | Jun 3, 2025 | 166 | Firm change | RIA to wirehouse |
| W•••• F•••• A••••••• | J•• W••••• M••••••••• L•• | Jan 24, 2018 | Feb 26, 2018 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:290694:OR:2018-01-22 | Jan 24, 2018 | Feb 26, 2018 | PORTLAND, OR | Firm change |
| J•• W••••• M••••••••• L•• | Independent wealth | Feb 26, 2018 | May 5, 2021 | no | BEND, OR | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Jan 3, 2011 | Jan 24, 2018 | no | VANCOUVER, WA|PORTLAND, OR | Previous registration |
| W•••• F•••• I••••••••• L•• | n/a | Nov 24, 2004 | Jan 3, 2011 | no | PORTLAND, OR|TIGARD, OR | Previous registration |
| 33 |
| Firm change |
| Wirehouse to new firm |
| W•••• F•••• I••••••••• L•• | W•••• F•••• A••••••• | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |