DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••••• M•••••• L•••

J••• M••••• S••••••••• L••wirehouseSan Francisco, Ca dual registrantIAPD 4477181

Feed of 09/15/2026

Also filed as Jon M•••••• L•••

At current firm

1 y

since Jun 3, 2025

In the industry

26 y

since Nov 1, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••• M••••• S••••••••• L•• wirehouse current
since Jun 3, 2025 · San Francisco, Ca
J•• W••••• M••••••••• L•• independent RIA
Oct 13, 2022 to Dec 19, 2024 · Bend, Or
J•• W••••• M••••••••• L•• independent RIA
Feb 26, 2018 to May 5, 2021 · Bend, Or
W•••• F•••• A••••••• wirehouse
Jan 3, 2011 to Jan 24, 2018 · Vancouver, Wa
W•••• F•••• I••••••••• L•• unclassified
Nov 24, 2004 to Jan 3, 2011 · Portland, Or

Moves

a registration end followed by a registration begin elsewhere

J•• W••••• M••••••••• L•• to J••• M••••• S••••••••• L••
left Dec 19, 2024, registered Jun 3, 2025 (166 days) · RIA to wirehouse
W•••• F•••• A••••••• to J•• W••••• M••••••••• L••
left Jan 24, 2018, registered Feb 26, 2018 (33 days) · Wirehouse to a newly registered adviser (no RAUM reported yet) · moved with a team
W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••
left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move

Signals

J••••••• M•••••• L••• left J•• W••••• M••••••••• L•• for J••• M••••• S••••••••• L•• (registered 2025-06-03)
Dec 19, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address