DFX Intelligence
Data Factory
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at P••••• F••••••••• L••
WAYNE, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| P••••• F••••••••• L•• | State registered | Apr 18, 2024 | n/a | yes | WAYNE, PA | Current employment |
| T••••• C•••••• M••••••••• L•• | Independent wealth | Feb 8, 2023 | Apr 17, 2024 | no | Exton, PA|FORT WASHINGTON, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| T••••• C•••••• M••••••••• L•• | P••••• F••••••••• L•• | Apr 17, 2024 | Apr 18, 2024 | 1 | Firm change | RIA to state RIA |
| M•• I•••••••• S•••••••• L•• | T••••• C•••••• M••••••••• L•• | Feb 2, 2023 | Feb 8, 2023 |
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | Mar 3, 2021 | Feb 2, 2023 | no | EXTON, PA | Previous registration |
| P•••• S••••••••• L•• | No RAUM reported | Nov 17, 2017 | Mar 9, 2021 | no | Paoli, PA|NAPLES, FL|FORT MYERS, FL | Previous registration |
| C•• A•••• M••••••••• G•••• | Independent wealth | Jun 28, 2016 | Sep 29, 2017 | no | Kimberton, PA | Previous registration |
| W•••• O•• A•••••••• L•• | Former SEC adviser | Sep 12, 2013 | Feb 2, 2015 | no | KING OF PRUSSIA, PA|WINTER PARK, FL | Previous registration |
| M••••• G••••• A••••••• I••• | Independent wealth | Feb 19, 2013 | Sep 3, 2013 | no | RADNOR, PA | Previous registration |
| C•••••• W••••• A••••••• G•••• | Independent wealth | Sep 13, 2012 | Dec 17, 2012 | no | FLEMING ISLAND, FL|SANIBEL, FL | Previous registration |
| W••••••• F•••••••• S•••••••• I••• | Former SEC adviser | Jul 27, 2011 | Nov 22, 2011 | no | DEVON, PA|WEXFORD, PA | Previous registration |
| F••••• I••••••••• | Independent wealth | Mar 22, 2007 | Feb 22, 2011 | no | DEVON, PA|WAYNE, PA|PLANO, TX | Previous registration |
| 6 |
| Firm change |
| Ibd to RIA |
| P•••• S••••••••• L•• | M•• I•••••••• S•••••••• L•• | Mar 9, 2021 | Mar 3, 2021 | -6 | Firm change | Ibd to ibd |
| C•• A•••• M••••••••• G•••• | P•••• S••••••••• L•• | Sep 29, 2017 | Nov 17, 2017 | 49 | Firm change | Other |
| W•••• O•• A•••••••• L•• | C•• A•••• M••••••••• G•••• | Feb 2, 2015 | Jun 28, 2016 | 512 | Firm change after gap | Other |
| M••••• G••••• A••••••• I••• | W•••• O•• A•••••••• L•• | Sep 3, 2013 | Sep 12, 2013 | 9 | Firm change | Other |
| C•••••• W••••• A••••••• G•••• | M••••• G••••• A••••••• I••• | Dec 17, 2012 | Feb 19, 2013 | 64 | Firm change | Other |
| W••••••• F•••••••• S•••••••• I••• | C•••••• W••••• A••••••• G•••• | Nov 22, 2011 | Sep 13, 2012 | 296 | Firm change | Other |
| F••••• I••••••••• | W••••••• F•••••••• S•••••••• I••• | Feb 22, 2011 | Jul 27, 2011 | 155 | Firm change | Other |