DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

G•••• S•••••• F••••••••

P••••• F••••••••• L••state registeredWayne, PaIA-onlyIAPD 3097265

Feed of 09/14/2026

Also filed as G•••• F••••••••

At current firm

2 y

since Apr 18, 2024

In the industry

25 y

since Apr 1, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P••••• F••••••••• L•• state registered current
since Apr 18, 2024 · Wayne, Pa
T••••• C•••••• M••••••••• L•• independent RIA
Feb 8, 2023 to Apr 17, 2024 · Exton, Pa
M•• I•••••••• S•••••••• L•• BD affiliated
Mar 3, 2021 to Feb 2, 2023 · Exton, Pa
P•••• S••••••••• L•• no RAUM
Nov 17, 2017 to Mar 9, 2021 · Paoli, Pa
C•• A•••• M••••••••• G•••• independent RIA
Jun 28, 2016 to Sep 29, 2017 · Kimberton, Pa
W•••• O•• A•••••••• L•• former
Sep 12, 2013 to Feb 2, 2015 · King Of Prussia, Pa
M••••• G••••• A••••••• I••• independent RIA
Feb 19, 2013 to Sep 3, 2013 · Radnor, Pa
C•••••• W••••• A••••••• G•••• independent RIA
Sep 13, 2012 to Dec 17, 2012 · Fleming Island, Fl
W••••••• F•••••••• S•••••••• I••• former
Jul 27, 2011 to Nov 22, 2011 · Devon, Pa
F••••• I••••••••• independent RIA
Mar 22, 2007 to Feb 22, 2011 · Devon, Pa

Moves

a registration end followed by a registration begin elsewhere

T••••• C•••••• M••••••••• L•• to P••••• F••••••••• L••
left Apr 17, 2024, registered Apr 18, 2024 (1 days) · RIA to a state-registered adviser
M•• I•••••••• S•••••••• L•• to T••••• C•••••• M••••••••• L••
left Feb 2, 2023, registered Feb 8, 2023 (6 days) · Affiliated broker-dealer or bank to independent RIA
P•••• S••••••••• L•• to M•• I•••••••• S•••••••• L••
left Mar 9, 2021, registered Mar 3, 2021 (-6 days) · Affiliated broker-dealer or bank to another
C•• A•••• M••••••••• G•••• to P•••• S••••••••• L••
left Sep 29, 2017, registered Nov 17, 2017 (49 days) · Other
W•••• O•• A•••••••• L•• to C•• A•••• M••••••••• G••••
left Feb 2, 2015, registered Jun 28, 2016 (512 days) · Other
M••••• G••••• A••••••• I••• to W•••• O•• A•••••••• L••
left Sep 3, 2013, registered Sep 12, 2013 (9 days) · Other
C•••••• W••••• A••••••• G•••• to M••••• G••••• A••••••• I•••
left Dec 17, 2012, registered Feb 19, 2013 (64 days) · Other
W••••••• F•••••••• S•••••••• I••• to C•••••• W••••• A••••••• G••••
left Nov 22, 2011, registered Sep 13, 2012 (296 days) · Other
F••••• I••••••••• to W••••••• F•••••••• S•••••••• I•••
left Feb 22, 2011, registered Jul 27, 2011 (155 days) · Other

Signals

G•••• S•••••• F•••••••• left T••••• C•••••• M••••••••• L•• for P••••• F••••••••• L•• (registered 2024-04-18)
Apr 17, 2024 · Advisor changed firm · fact
G•••• S•••••• F•••••••• left M•• I•••••••• S•••••••• L•• for T••••• C•••••• M••••••••• L•• (registered 2023-02-08)
Feb 2, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address