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RIA / WealthAdvisor25 years in industry

JOSEPH R. MCLEAN

Advisor at MAI CAPITAL MANAGEMENT, LLC

San Ramon, CA

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Search this name across graphsid dfx:ria:cff33342-e0f4-4fc1-7428-bb109cea2bb5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 2
Observed: Aug 9, 2005 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Joseph R. Mclean

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Venture Capitalidentity

Joseph R. Mclean

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MAI CAPITAL MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 4, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Dec 4, 2000
First registration: Aug 9, 2005
Dual registered: no
IAPD individual key: 4277524

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MAI CAPITAL MANAGEMENT, LLC	Independent wealth	Jan 9, 2025	n/a	yes	San Ramon, CA	Current employment
INTERSECT CAPITAL LLC	Former SEC adviser	Jun 3, 2014	Aug 5, 2022	no	SAN RAMON, CA	Previous registration
TRUE CAPITAL MANAGEMENT	Former SEC adviser	May 3, 2011	Jun 2, 2014	no	NEW YORK, NY\|SAN FRANCISCO, CA	Previous registration
ALLIANCEBERNSTEIN L.P.	Other adviser	Oct 31, 2006	Apr 25, 2011	no	DANVILLE, CA	Previous registration
LORD, ABBETT & CO. LLC	Asset manager	Aug 9, 2005	Oct 5, 2006	no	JERSEY CITY, NJ\|JERSEY CITY, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INTERSECT CAPITAL LLC	MAI CAPITAL MANAGEMENT, LLC	Aug 5, 2022	Jan 9, 2025	888	Firm change after gap	RIA to RIA
TRUE CAPITAL MANAGEMENT	INTERSECT CAPITAL LLC	Jun 2, 2014	Jun 3, 2014	1	Firm change	Other
ALLIANCEBERNSTEIN L.P.	TRUE CAPITAL MANAGEMENT	Apr 25, 2011	May 3, 2011	8	Firm change	Other
LORD, ABBETT & CO. LLC	ALLIANCEBERNSTEIN L.P.	Oct 5, 2006	Oct 31, 2006	26	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
122418:109807:CA:2022-08-05	Aug 5, 2022	Jan 9, 2025	SAN RAMON, CA	Firm change after gap

Relationships

Registered with (5)

→ MAI CAPITAL MANAGEMENT, LLCRegistered adviserregistration: current employment
Jan 9, 2025 to presentfactForm ADV
→ INTERSECT CAPITAL LLCRegistered adviserregistration: previous registration
Jun 3, 2014 to Aug 5, 2022factForm ADV
→ TRUE CAPITAL MANAGEMENTRegistered adviserregistration: previous registration
May 3, 2011 to Jun 2, 2014factForm ADV
→ ALLIANCEBERNSTEIN L.P.Registered adviserregistration: previous registration
Oct 31, 2006 to Apr 25, 2011factForm ADV
→ LORD, ABBETT & CO. LLCRegistered adviserregistration: previous registration
Aug 9, 2005 to Oct 5, 2006factForm ADV

Dated events

Occurred
Aug 5, 2022
Advisor changed firm
Joseph R. Mclean left Intersect Capital Llc for Mai Capital Management, Llc (registered 2025-01-09)
Form ADVobserved 4 days ago