RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• R• M•••••
- M•• C•••••• M••••••••• L•• independent RIA currentsince Jan 9, 2025 · San Ramon, Ca
- I•••••••• C•••••• L•• formerJun 3, 2014 to Aug 5, 2022 · San Ramon, Ca
- T••• C•••••• M••••••••• formerMay 3, 2011 to Jun 2, 2014 · New York, Ny
- A••••••••• L••• otherOct 31, 2006 to Apr 25, 2011 · Danville, Ca
- L•••• A••••• • C•• L•• asset managerAug 9, 2005 to Oct 5, 2006 · Jersey City, Nj
- I•••••••• C•••••• L•• to M•• C•••••• M••••••••• L••left Aug 5, 2022, registered Jan 9, 2025 (888 days) · RIA to RIA · moved with a team
- T••• C•••••• M••••••••• to I•••••••• C•••••• L••left Jun 2, 2014, registered Jun 3, 2014 (1 days) · Other
- A••••••••• L••• to T••• C•••••• M•••••••••left Apr 25, 2011, registered May 3, 2011 (8 days) · Other
- L•••• A••••• • C•• L•• to A••••••••• L•••left Oct 5, 2006, registered Oct 31, 2006 (26 days) · Other
- J••••• R• M••••• left I•••••••• C•••••• L•• for M•• C•••••• M••••••••• L•• (registered 2025-01-09)Aug 5, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address