DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
At current firm
1 y
since Mar 19, 2025
In the industry
19 y
since Mar 12, 2007 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Oac Capital Advisors LLC other currentsince Mar 19, 2025 · Cumming, Ga
- Octogone Na otherSep 20, 2022 to Oct 14, 2024 · Miami, Fl
- Octogone Na formerAug 10, 2020 to Aug 30, 2022 · Miami, Fl
- Ekanta Wealth Advisors LLC mixed wealthMay 7, 2019 to Jul 31, 2020 · Miami, Fl
- Citigroup Global Markets Inc. BD affiliatedMay 29, 2007 to Apr 18, 2019 · Miami, Fl
- Citicorp Investment Services unclassifiedMar 23, 2007 to May 29, 2007 · Maimi, Fl
Moves
a registration end followed by a registration begin elsewhere
- Octogone Na to Oac Capital Advisors LLCleft Oct 14, 2024, registered Mar 19, 2025 (156 days) · Other
- Octogone Na to Octogone Naleft Aug 30, 2022, registered Sep 20, 2022 (21 days) · channel change inside one enterprise, not a move · moved with a team
- Ekanta Wealth Advisors LLC to Octogone Naleft Jul 31, 2020, registered Aug 10, 2020 (10 days) · Other · moved with a team
- Citigroup Global Markets Inc. to Ekanta Wealth Advisors LLCleft Apr 18, 2019, registered May 7, 2019 (19 days) · Other
- Citicorp Investment Services to Citigroup Global Markets Inc.left May 29, 2007, registered May 29, 2007 (0 days) · corporate re-registration, not a move
Signals
- Anita Bustos left Octogone Na for Oac Capital Advisors Llc (registered 2025-03-19)Oct 14, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address