This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CHARLES SCHWAB & CO., INC.

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 4, 1984earliest registration or exam on IAPD

Years in industry

42derivedfrom the industry start date

Years at current firm

13derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S65|S63

First exam

Sep 4, 1984

First registration

Sep 5, 1994

Dual registered

yes, broker-dealer

Other names

BRETT BERNARD

IAPD individual key

1296135

• Occurred

  Oct 14, 2022
  Advisor departed, no destination yet

  Brett Alan Bernard no longer registered at Td Ameritrade, Inc.; no later IA registration on IAPD

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:d021a39d-44e1-5687-c487-6d48435cdd35

First observed

Sep 5, 1994

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.