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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)14 years in industry

BRETT M GOLDSTEIN

Advisor at RAYMOND JAMES & ASSOCIATES, INC.

NEW YORK, NY

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Search this name across graphsid dfx:ria:d026c67c-6972-06e2-c02e-748448a95ce9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Dec 24, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES & ASSOCIATES, INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 23, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Dec 23, 2011
First registration: Dec 24, 2011
Dual registered: yes, broker-dealer
Other names: BRETT GOLDSTEIN
IAPD individual key: 5364440

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	May 21, 2024	n/a	yes	NEW YORK, NY	Current employment
ONEPOINT BFG WEALTH PARTNERS	Independent wealth	Jun 29, 2022	May 21, 2024	no	PARSIPPANY, NJ	Previous registration
PRIVATE ADVISOR GROUP, LLC	Bd affiliated wealth	Sep 16, 2015	Jul 20, 2022	no	FAIRFIELD, NJ\|MORRISTOWN, NJ	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Apr 17, 2012	Sep 16, 2015	no	New York, NY	Previous registration
MORGAN STANLEY	Wirehouse	Dec 24, 2011	Apr 18, 2012	no	New York, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ONEPOINT BFG WEALTH PARTNERS	RAYMOND JAMES & ASSOCIATES, INC.	May 21, 2024	May 21, 2024	0	Firm change	RIA to ibd
PRIVATE ADVISOR GROUP, LLC	ONEPOINT BFG WEALTH PARTNERS	Jul 20, 2022	Jun 29, 2022	-21	Bulk transfer	Ibd to RIA
CITIGROUP GLOBAL MARKETS INC.	PRIVATE ADVISOR GROUP, LLC	Sep 16, 2015	Sep 16, 2015	0	Firm change	Other
MORGAN STANLEY	CITIGROUP GLOBAL MARKETS INC.	Apr 18, 2012	Apr 17, 2012	-1	Firm change	Other

Relationships

Registered with (5)

→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: current employment
May 21, 2024 to presentfactForm ADV
→ ONEPOINT BFG WEALTH PARTNERSRegistered adviserregistration: previous registration
Jun 29, 2022 to May 21, 2024factForm ADV
→ PRIVATE ADVISOR GROUP, LLCRegistered adviserregistration: previous registration
Sep 16, 2015 to Jul 20, 2022factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Apr 17, 2012 to Sep 16, 2015factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Dec 24, 2011 to Apr 18, 2012factForm ADV

Dated events

Occurred
May 21, 2024
Advisor changed firm
Brett M Goldstein left Onepoint Bfg Wealth Partners for Raymond James & Associates, Inc. (registered 2024-05-21)
Form ADVobserved 4 days ago