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Advisor at NEWEDGE ADVISORS
NEW ORLEANS, LA | Temecula, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NEWEDGE ADVISORS | Bd affiliated wealth | Dec 9, 2024 | n/a | yes | Temecula, CA|NEW ORLEANS, LA | Current employment |
| HUB INVESTMENT PARTNERS, LLC | Independent wealth | Jan 4, 2022 | Oct 16, 2024 | no | Temecula, CA|AUSTIN, TX | Previous registration |
| HUB INVESTMENT PARTNERS, LLC | Independent wealth | Jul 3, 2020 | Dec 31, 2021 | no | Temecula, CA|AUSTIN, TX | Previous registration |
| TCG ADVISORS, LP | Former SEC adviser | Mar 12, 2020 | Dec 8, 2020 | no | Temecula, CA|AUSTIN, TX | Previous registration |
| ZERMATT WEALTH PARTNERS | Independent wealth | Oct 2, 2014 | Mar 3, 2020 | no | SAN DIEGO, CA | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Feb 24, 2005 | Mar 28, 2007 | no | SAN DIEGO, CA|SAN DIEGO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HUB INVESTMENT PARTNERS, LLC | NEWEDGE ADVISORS | Oct 16, 2024 | Dec 9, 2024 | 54 | Firm change | RIA to ibd |
| TCG ADVISORS, LP | HUB INVESTMENT PARTNERS, LLC | Dec 8, 2020 | Jul 3, 2020 | -158 | Firm change after gap | Other |
| ZERMATT WEALTH PARTNERS | TCG ADVISORS, LP | Mar 3, 2020 | Mar 12, 2020 | 9 | Firm change | Other |
| WELLS FARGO INVESTMENTS, LLC | ZERMATT WEALTH PARTNERS | Mar 28, 2007 | Oct 2, 2014 | 2,745 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 307956:171351:TX:2024-10-16 | Oct 16, 2024 | Dec 9, 2024 | AUSTIN, TX | Firm change |
| 112685:307956:TX:2020-12-08 | Dec 8, 2020 | Jul 3, 2020 | AUSTIN, TX | Firm change after gap |