DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Robert K Britton
Certified Financial Planner · Chartered Financial Analyst
Feed of 09/15/2026
At current firm
1 y
since Dec 9, 2024
In the industry
21 y
since Feb 23, 2005 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Newedge Advisors BD affiliated currentsince Dec 9, 2024 · Temecula, Ca
- Hub Investment Partners, LLC independent RIAJan 4, 2022 to Oct 16, 2024 · Temecula, Ca
- Hub Investment Partners, LLC independent RIAJul 3, 2020 to Dec 31, 2021 · Temecula, Ca
- Tcg Advisors, LP formerMar 12, 2020 to Dec 8, 2020 · Temecula, Ca
- Zermatt Wealth Partners independent RIAOct 2, 2014 to Mar 3, 2020 · San Diego, Ca
- Wells Fargo Investments, LLC unclassifiedFeb 24, 2005 to Mar 28, 2007 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
- Hub Investment Partners, LLC to Newedge Advisorsleft Oct 16, 2024, registered Dec 9, 2024 (54 days) · RIA to affiliated broker-dealer or bank · moved with a team
- Tcg Advisors, LP to Hub Investment Partners, LLCleft Dec 8, 2020, registered Jul 3, 2020 (-158 days) · Other · moved with a team
- Zermatt Wealth Partners to Tcg Advisors, LPleft Mar 3, 2020, registered Mar 12, 2020 (9 days) · Other
- Wells Fargo Investments, LLC to Zermatt Wealth Partnersleft Mar 28, 2007, registered Oct 2, 2014 (2745 days) · Other
Signals
- Robert K Britton left Hub Investment Partners, Llc for Newedge Advisors (registered 2024-12-09)Oct 16, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address