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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

Carmine Rae LaFleur

Advisor at U.S. BANCORP ADVISORS, LLC

Anacortes, WA | Oak Harbor, WA | Mount Vernon, WA

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Search this name across graphsid dfx:ria:d02fe8dd-ac7b-e84b-f3dd-c579db5ace1f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jul 13, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U.S. BANCORP ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 8, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jul 8, 2010
First registration: Jul 13, 2010
Dual registered: yes, broker-dealer
Other names: Carmine Rae Banta|Carmine LaFleur
IAPD individual key: 5780324

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
U.S. BANCORP ADVISORS, LLC	Bd affiliated wealth	Feb 13, 2026	n/a	yes	Anacortes, WA\|Mount Vernon, WA\|Oak Harbor, WA	Current employment
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Oct 20, 2023	Feb 13, 2026	no	SAINT PAUL, MN\|Anacortes, WA\|Mount Vernon, WA\|Oak Harbor, WA\|SEDRO WOOLLEY, WA	Previous registration
KEY INVESTMENT SERVICES LLC	Bd affiliated wealth	Mar 6, 2017	Oct 24, 2023	no	Tacoma, WA\|Burlington, WA\|BROOKLYN, OH	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Sep 19, 2016	Dec 15, 2016	no	RENTON, WA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Apr 25, 2014	Feb 9, 2015	no	MT VERNON, WA\|Mount Vernon, WA\|MT VERNON, WA	Previous registration
EDWARD JONES	National bd RIA	Jul 13, 2010	Apr 28, 2014	no	BURLINGTON, WA\|SEDRO-WOOLLEY, WA\|SEDRO WOOLLEY, WA\|ST LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U.S. BANCORP INVESTMENTS, INC.	U.S. BANCORP ADVISORS, LLC	Feb 13, 2026	Feb 13, 2026	0	Bulk transfer	Ibd to ibd
KEY INVESTMENT SERVICES LLC	U.S. BANCORP INVESTMENTS, INC.	Oct 24, 2023	Oct 20, 2023	-4	Firm change	Ibd to ibd
VALIC FINANCIAL ADVISORS, INC.	KEY INVESTMENT SERVICES LLC	Dec 15, 2016	Mar 6, 2017	81	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	VALIC FINANCIAL ADVISORS, INC.	Feb 9, 2015	Sep 19, 2016	588	Firm change after gap	Other
EDWARD JONES	AMERIPRISE FINANCIAL SERVICES, LLC	Apr 28, 2014	Apr 25, 2014	-3	Firm change	Ibd to ibd

Relationships

Registered with (6)

→ U.S. BANCORP ADVISORS, LLCRegistered adviserregistration: current employment
Feb 13, 2026 to presentfactForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Oct 20, 2023 to Feb 13, 2026factForm ADV
→ KEY INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Mar 6, 2017 to Oct 24, 2023factForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Sep 19, 2016 to Dec 15, 2016factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Apr 25, 2014 to Feb 9, 2015factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Jul 13, 2010 to Apr 28, 2014factForm ADV

Dated events

Occurred
Oct 24, 2023
Advisor changed firm
Carmine Rae Lafleur left Key Investment Services Llc for U.S. Bancorp Investments, Inc. (registered 2023-10-20)
Form ADVobserved 5 days ago