RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• R•• L••••••
- U••• B•••••• A•••••••• L•• BD affiliated currentsince Feb 13, 2026 · Anacortes, Wa
- U••• B•••••• I••••••••• I••• formerOct 20, 2023 to Feb 13, 2026 · Saint Paul, Mn
- K•• I••••••••• S••••••• L•• BD affiliatedMar 6, 2017 to Oct 24, 2023 · Tacoma, Wa
- V•••• F•••••••• A•••••••• I••• BD affiliatedSep 19, 2016 to Dec 15, 2016 · Renton, Wa
- A••••••••• F•••••••• S•••••••• L•• national BDApr 25, 2014 to Feb 9, 2015 · Mt Vernon, Wa
- E••••• J•••• national BDJul 13, 2010 to Apr 28, 2014 · Burlington, Wa
- U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
- K•• I••••••••• S••••••• L•• to U••• B•••••• I••••••••• I•••left Oct 24, 2023, registered Oct 20, 2023 (-4 days) · Affiliated broker-dealer or bank to another
- V•••• F•••••••• A•••••••• I••• to K•• I••••••••• S••••••• L••left Dec 15, 2016, registered Mar 6, 2017 (81 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to V•••• F•••••••• A•••••••• I•••left Feb 9, 2015, registered Sep 19, 2016 (588 days) · Other
- E••••• J•••• to A••••••••• F•••••••• S•••••••• L••left Apr 28, 2014, registered Apr 25, 2014 (-3 days) · Affiliated broker-dealer or bank to another
- C•••••• R•• L•••••• left K•• I••••••••• S••••••• L•• for U••• B•••••• I••••••••• I••• (registered 2023-10-20)Oct 24, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address