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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)27 years in industry

WESLEY WHAMOND

Advisor at SIKICH FINANCIAL

SPRINGFIELD, IL | Naperville, IL

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Search this name across graphsid dfx:ria:d03795f2-f099-7f0a-8d07-65db82d45ffa

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 15, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SIKICH FINANCIAL
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Nov 20, 2000
First registration: Feb 15, 2017
Dual registered: yes, broker-dealer
Other names: WESLEY JAMES WHAMOND
IAPD individual key: 3263768

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SIKICH FINANCIAL	Independent wealth	Mar 3, 2020	n/a	yes	SPRINGFIELD, IL\|Naperville, IL	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Apr 26, 2018	Feb 18, 2020	no	CHICAGO, IL	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Feb 27, 2018	Apr 16, 2018	no	TINLEY PARK, IL	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Feb 26, 2018	Apr 16, 2018	no	OMAHA, NE	Previous registration
SCOTTRADE INVESTMENT MANAGEMENT	Former SEC adviser	Feb 15, 2017	Feb 26, 2018	no	SAINT LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	SIKICH FINANCIAL	Feb 18, 2020	Mar 3, 2020	14	Firm change	Wirehouse to RIA
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Apr 16, 2018	Feb 27, 2018	-48	Channel change	Other
TD AMERITRADE, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Apr 16, 2018	Apr 26, 2018	10	Firm change	Other
SCOTTRADE INVESTMENT MANAGEMENT	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Feb 26, 2018	Feb 26, 2018	0	Bulk transfer	Ibd to RIA

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
111514:7870:NE:2018-03-26	Apr 16, 2018	Feb 27, 2018	OMAHA, NE	Firm change after gap

Relationships

Registered with (5)

→ SIKICH FINANCIALRegistered adviserregistration: current employment
Mar 3, 2020 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Apr 26, 2018 to Feb 18, 2020factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 26, 2018 to Apr 16, 2018factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Feb 27, 2018 to Apr 16, 2018factForm ADV
→ SCOTTRADE INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Feb 15, 2017 to Feb 26, 2018factForm ADV

Dated events

No dated event names this entity yet.