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RIA / WealthAdvisordual registered (broker-dealer)44 years in industry

RICHARD COOLIDGE FORD

Advisor at OSAIC WEALTH, INC.

Plano, TX

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Search this name across graphsid dfx:ria:d03db34c-9bfe-f3ec-5e87-b3016dbefe40

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 27, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 27, 1981earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Oct 27, 1981
First registration: Jan 27, 2000
Dual registered: yes, broker-dealer
IAPD individual key: 1008519

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jun 14, 2024	n/a	yes	Plano, TX	Current employment
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Sep 1, 2017	Jun 14, 2024	no	Plano, TX	Previous registration
WFG ADVISORS, LP	Former SEC adviser	Jun 20, 2014	Sep 1, 2017	no	PLANO, TX	Previous registration
TFR ADVISORS LLP	Former SEC adviser	Jan 7, 2013	Jun 13, 2014	no	PLANO, TX	Previous registration
FIRST DALLAS SECURITIES, INC.	Independent wealth	Apr 6, 2006	Jun 8, 2012	no	DALLAS, TX\|DALLAS, TX	Previous registration
HODGES CAPITAL MANAGEMENT INC	Mixed wealth	Jan 27, 2000	Jun 8, 2012	no	DALLAS, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURITIES AMERICA ADVISORS, INC.	OSAIC WEALTH, INC.	Jun 14, 2024	Jun 14, 2024	0	Bulk transfer	Ibd to ibd
WFG ADVISORS, LP	SECURITIES AMERICA ADVISORS, INC.	Sep 1, 2017	Sep 1, 2017	0	Firm change	Other
TFR ADVISORS LLP	WFG ADVISORS, LP	Jun 13, 2014	Jun 20, 2014	7	Firm change	Other
HODGES CAPITAL MANAGEMENT INC	FIRST DALLAS SECURITIES, INC.	Jun 8, 2012	Apr 6, 2006	-2,255	Firm change after gap	Other
FIRST DALLAS SECURITIES, INC.	TFR ADVISORS LLP	Jun 8, 2012	Jan 7, 2013	213	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
125073:110518:TX:2017-08-24	Sep 1, 2017	Sep 1, 2017	PLANO, TX	Firm change

Relationships

Registered with (6)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jun 14, 2024 to presentfactForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Sep 1, 2017 to Jun 14, 2024factForm ADV
→ WFG ADVISORS, LPRegistered adviserregistration: previous registration
Jun 20, 2014 to Sep 1, 2017factForm ADV
→ TFR ADVISORS LLPRegistered adviserregistration: previous registration
Jan 7, 2013 to Jun 13, 2014factForm ADV
→ HODGES CAPITAL MANAGEMENT INCRegistered adviserregistration: previous registration
Jan 27, 2000 to Jun 8, 2012factForm ADV
→ FIRST DALLAS SECURITIES, INC.Registered adviserregistration: previous registration
Apr 6, 2006 to Jun 8, 2012factForm ADV

Dated events

No dated event names this entity yet.