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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

WHITNEY & COMPANY

W.G.SHAHEEN & ASSOCIATES,LTD., CRD 117307

ROCHESTER, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d06f0878-47d5-5b66-8b03-bf8d76c6b86a

Data as of Sep 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 9
On other graphs: 0
Observed: Mar 21, 2012 to Sep 1, 2026
28 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd= related_bank= bd_reps=0.0
Regulatory AUM: $1.5BItem 5.F on the latest filing (2026-09-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.5B
Private client RAUM: $1.5BderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 9
RAUM per advisor: $166Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 12
Advisory employees: 8
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,885
Individual clients: 530
High net worth clients: 209
Custody, client assets: $375M
SEC number: 801-60710
CIK: 1577001
CRD: 117307
Filings on the tape: 28
First filed: Mar 21, 2012
Latest filed: Sep 1, 2026
Organised: Corporation, NY

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
WILLIAM GERARD SHAHEEN	n/a	ROCHESTER, NY	12	27	n/a	no
ROBERT FIRTH PICKELS	Chartered Financial Analyst	ROCHESTER, NY	5	28	n/a	no
Adam N. Magee	Certified Financial Planner	ROCHESTER, NY	5	11	n/a	no
William Ernest Moore	Chartered Financial Analyst	ROCHESTER, NY	5	24	n/a	no
WILLIAM EDWARD BENNETT	n/a	ROCHESTER, NY	5	33	n/a	no
CHRISTOPHER M RADIGAN	n/a	ROCHESTER, NY	5	11	n/a	no
William Arthur Shaheen	n/a	ROCHESTER, NY	5	12	n/a	no
Sarah L Stymus	Certified Financial Planner	ROCHESTER, NY	2	15	1	no
JEFFREY EVAN BRAVERMAN	n/a	ROCHESTER, NY	0	30	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
PICKELS, ROBERT, FIRTH	Partner	B	yes	01/2020	Sep 1, 2026	Sep 1, 2026
RADIGAN, CHRISTOPHER, M	Partner	B	yes	01/2020	Sep 1, 2026	Sep 1, 2026
SHAHEEN, WILLIAM, A	Partner	B	yes	01/2020	Sep 1, 2026	Sep 1, 2026
SHAHEEN, WILLIAM, GERARD	PRESIDENT/CEO	D	yes	09/2001	Mar 21, 2012	Oct 17, 2024
ARMSTRONG, ANDY, JOHN	CHIEF COMPLIANCE OFFICER	Na	no	08/2026	Sep 1, 2026	Sep 1, 2026
Magee, Adam, N.	Partner	B	no	01/2022	Sep 1, 2026	Sep 1, 2026

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$1.5B	$1.5B	12	8	0	n/a	n/a
2024	Apr 14, 2025	$1.2B	$1.1B	12	8	0	n/a	n/a
2023	Mar 20, 2024	$1.0B	$970M	12	8	0	n/a	n/a
2022	Mar 23, 2023	$794M	$780M	12	8	0	n/a	n/a
2021	Mar 29, 2022	$878M	$873M	12	7	0	n/a	n/a
2020	Mar 23, 2021	$702M	$630M	12	7	0	n/a	n/a
2019	Mar 9, 2020	$607M	$604M	12	7	0	n/a	n/a
2018	Mar 14, 2019	$486M	$483M	10	6	1	n/a	n/a
2017	Mar 20, 2018	$480M	$480M	10	6	1	n/a	n/a
2016	Mar 10, 2017	$396M	$393M	9	5	n/a	n/a	n/a
2015	Mar 1, 2016	$342M	$340M	9	5	n/a	n/a	n/a
2014	Feb 9, 2015	$329M	$327M	8	3	n/a	n/a	n/a
2013	Feb 5, 2014	$275M	$273M	9	3	n/a	n/a	n/a
2012	Feb 22, 2013	$221M	$218M	8	3	n/a	n/a	n/a
2011	Mar 21, 2012	$192M	$188M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.5B	$1.2B	29.5%	$794M	23.4%	12	12	0	0

Relationships

Registered with (11)

← JEFFREY EVAN BRAVERMANAdvisorregistration: current employment
Nov 13, 2025 to presentfactForm ADV
← Sarah L StymusAdvisorregistration: current employment
Jun 12, 2024 to presentfactForm ADV
← WILLIAM EDWARD BENNETTAdvisorregistration: current employment
Sep 6, 2021 to presentfactForm ADV
← CHRISTOPHER M RADIGANAdvisorregistration: current employment
Sep 6, 2021 to presentfactForm ADV
← William Arthur ShaheenAdvisorregistration: current employment
Sep 6, 2021 to presentfactForm ADV
← ROBERT FIRTH PICKELSAdvisorregistration: current employment
Jul 12, 2021 to presentfactForm ADV
← Adam N. MageeAdvisorregistration: current employment
Jul 12, 2021 to presentfactForm ADV
← William Ernest MooreAdvisorregistration: current employment
Jul 12, 2021 to presentfactForm ADV
← WILLIAM GERARD SHAHEENAdvisorregistration: current employment
Feb 5, 2014 to presentfactForm ADV
← Miles Nicholas SharpeAdvisorregistration: previous registration
Jun 26, 2023 to Jun 10, 2024factForm ADV
← Catherine Diane ArnoldAdvisorregistration: previous registration
Jun 11, 2021 to Jan 23, 2024factForm ADV

Controls (5)

← PICKELS, ROBERT, FIRTHOwnerPARTNER, ownership code B, individual
Mar 9, 2020 to Oct 17, 2024factForm ADV
← RADIGAN, CHRISTOPHER, MOwnerPARTNER, ownership code B, individual
Mar 9, 2020 to Oct 17, 2024factForm ADV
← SHAHEEN, WILLIAM, GERARDOwnerPRESIDENT/CEO, ownership code D, individual
Mar 21, 2012 to Oct 17, 2024factForm ADV
← ARMSTRONG, ANDY, JOHNOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 14, 2019 to Oct 17, 2024factForm ADV
← SHAHEEN, WILLIAM, AOwnerPARTNER, ownership code B, individual
Mar 9, 2020 to Oct 17, 2024factForm ADV

Owns (1)

← Magee, Adam, N.OwnerPARTNER, ownership code B, individual
Mar 29, 2022 to Oct 17, 2024factForm ADV

Dated events

Occurred
Mar 27, 2026
Regulatory AUM changed
Whitney & Company reported RAUM $1.5B, up 30% from $1.2B (2025-10-22 to 2026-03-27)
Form ADVobserved 6 days ago
$340M
Occurred
Jun 10, 2024
Advisor changed firm
Miles Nicholas Sharpe left Whitney & Company for Fawley Wealth International (registered 2024-04-09)
Form ADVobserved 6 days ago
Occurred
Mar 20, 2024
Regulatory AUM changed
Whitney & Company reported RAUM $1.0B, up 28% from $794.1M (2023-04-06 to 2024-03-20)
Form ADVobserved 6 days ago
$223M
Occurred
Jan 23, 2024
Advisor changed firm
Catherine Diane Arnold left Whitney & Company for Flower City Capital Llc (registered 2026-03-01)
Form ADVobserved 6 days ago
Occurred
Mar 29, 2022
Regulatory AUM changed
Whitney & Company reported RAUM $878.1M, up 25% from $702.0M (2021-03-23 to 2022-03-29)
Form ADVobserved 6 days ago
$176M
Occurred
Mar 9, 2020
Control person joined
A William Shaheen (Partner) appeared on Schedule A of Whitney & Company
Form ADVobserved 6 days ago
Occurred
Mar 9, 2020
Control person joined
Firth Robert Pickels (Partner) appeared on Schedule A of Whitney & Company
Form ADVobserved 6 days ago
Occurred
Mar 9, 2020
Control person joined
M Christopher Radigan (Partner) appeared on Schedule A of Whitney & Company
Form ADVobserved 6 days ago
Occurred
Mar 14, 2019
Control person joined
John Andy Armstrong (Chief Compliance Officer) appeared on Schedule A of Whitney & Company
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d06f0878-47d5-5b66-8b03-bf8d76c6b86a
First observed: Mar 21, 2012
Last observed: Sep 1, 2026 20 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WHITNEY & COMPANY

W.G.SHAHEEN & ASSOCIATES,LTD., CRD 117307

ROCHESTER, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d06f0878-47d5-5b66-8b03-bf8d76c6b86a

Data as of Sep 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:18 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

WILLIAM GERARD SHAHEEN

n/a

ROCHESTER, NY

n/a

ROBERT FIRTH PICKELS

Chartered Financial Analyst

ROCHESTER, NY

n/a

Adam N. Magee

Certified Financial Planner

ROCHESTER, NY

n/a

William Ernest Moore

Chartered Financial Analyst

ROCHESTER, NY

n/a

WILLIAM EDWARD BENNETT

n/a

ROCHESTER, NY

n/a

CHRISTOPHER M RADIGAN

n/a

ROCHESTER, NY

n/a

William Arthur Shaheen

n/a

ROCHESTER, NY

n/a

Sarah L Stymus

Certified Financial Planner

ROCHESTER, NY

JEFFREY EVAN BRAVERMAN

n/a

ROCHESTER, NY

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

PICKELS, ROBERT, FIRTH

Partner

yes

01/2020

Sep 1, 2026

RADIGAN, CHRISTOPHER, M

Partner

yes

01/2020

Sep 1, 2026

SHAHEEN, WILLIAM, A

Partner

yes

01/2020

Sep 1, 2026

SHAHEEN, WILLIAM, GERARD

PRESIDENT/CEO

yes

09/2001

Mar 21, 2012

Oct 17, 2024

ARMSTRONG, ANDY, JOHN

CHIEF COMPLIANCE OFFICER

08/2026

Sep 1, 2026

Magee, Adam, N.

Partner

01/2022

Sep 1, 2026

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$1.5B

n/a

2024

Apr 14, 2025

$1.2B

$1.1B

n/a

2023

Mar 20, 2024

$1.0B

$970M

n/a

2022

Mar 23, 2023

$794M

$780M

n/a

2021

Mar 29, 2022

$878M

$873M

n/a

2020

Mar 23, 2021

$702M

$630M

n/a

2019

Mar 9, 2020

$607M

$604M

n/a

2018

Mar 14, 2019

$486M

$483M

n/a

2017

Mar 20, 2018

$480M

n/a

2016

Mar 10, 2017

$396M

$393M

n/a

2015

Mar 1, 2016

$342M

$340M

n/a

2014

Feb 9, 2015

$329M

$327M

n/a

2013

Feb 5, 2014

$275M

$273M

n/a

2012

Feb 22, 2013

$221M

$218M

n/a

2011

Mar 21, 2012

$192M

$188M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.5B

$1.2B

29.5%

$794M

23.4%