DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner19 years in industry

Catherine Diane Arnold

Advisor at FLOWER CITY CAPITAL LLC

PITTSFORD, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e142ca29-24c8-25c3-7fc5-76896ec771c1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 1, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FLOWER CITY CAPITAL LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 31, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Jul 31, 2007
First registration: Aug 1, 2007
Dual registered: no
Other names: Catie Arnold|CATHERINE D ARNOLD
IAPD individual key: 5169384

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FLOWER CITY CAPITAL LLC	Independent wealth	Mar 1, 2026	n/a	yes	PITTSFORD, NY	Current employment
WHITNEY & COMPANY	Independent wealth	Jun 11, 2021	Jan 23, 2024	no	ROCHESTER, NY	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Apr 21, 2011	May 13, 2014	no	PITTSFORD, NY	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Aug 1, 2007	May 22, 2009	no	PITTSFORD, NY\|BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WHITNEY & COMPANY	FLOWER CITY CAPITAL LLC	Jan 23, 2024	Mar 1, 2026	768	Firm change after gap	RIA to RIA
WELLS FARGO ADVISORS	WHITNEY & COMPANY	May 13, 2014	Jun 11, 2021	2,586	Firm change after gap	Wirehouse to RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WELLS FARGO ADVISORS	May 22, 2009	Apr 21, 2011	699	Firm change after gap	Wirehouse to wirehouse

Relationships

Registered with (4)

→ FLOWER CITY CAPITAL LLCRegistered adviserregistration: current employment
Mar 1, 2026 to presentfactForm ADV
→ WHITNEY & COMPANYRegistered adviserregistration: previous registration
Jun 11, 2021 to Jan 23, 2024factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Apr 21, 2011 to May 13, 2014factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Aug 1, 2007 to May 22, 2009factForm ADV

Dated events

Occurred
Jan 23, 2024
Advisor changed firm
Catherine Diane Arnold left Whitney & Company for Flower City Capital Llc (registered 2026-03-01)
Form ADVobserved 6 days ago