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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

Scott Petersen

Advisor at NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC

Wesley Chapel, FL | BOCA RATON, FL

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Search this name across graphsid dfx:ria:d09818b0-5a05-d5e3-87cd-2fcb6e84bdb9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jun 13, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 10, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jun 10, 2011
First registration: Jun 13, 2011
Dual registered: yes, broker-dealer
Other names: SCOTT HODGSON PETERSEN|SCOTT HODGSON PETERSEN|SCOTT PETERSEN|Scott Petersen
IAPD individual key: 5849386

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Feb 2, 2026	n/a	yes	Wesley Chapel, FL\|BOCA RATON, FL	Current employment
EDWARD JONES	National bd RIA	Jul 1, 2021	Dec 3, 2024	no	Tampa, FL\|Wesley Chapel, FL\|Wesley Chapel, FL\|ZEPHYRHILLS, FL	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Sep 17, 2020	May 10, 2021	no	TAMPA, FL	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Jan 4, 2016	Jun 15, 2020	no	BEAVER, PA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Nov 10, 2011	Nov 5, 2015	no	PITTSBURGH, PA\|CRANBERRY TOWNSHIP, PA\|PITTSBURGH, PA\|PITTSBURGH, PA	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Jun 13, 2011	Nov 1, 2011	no	PITTSBURGH, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EDWARD JONES	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Dec 3, 2024	Feb 2, 2026	426	Firm change after gap	Other
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	EDWARD JONES	May 10, 2021	Jul 1, 2021	52	Firm change	Other
RAYMOND JAMES & ASSOCIATES, INC.	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Jun 15, 2020	Sep 17, 2020	94	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	RAYMOND JAMES & ASSOCIATES, INC.	Nov 5, 2015	Jan 4, 2016	60	Firm change	Wirehouse to ibd
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Nov 1, 2011	Nov 10, 2011	9	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7691:705:PA:2015-11-02	Nov 5, 2015	Jan 4, 2016	PITTSBURGH, PA	Firm change

Relationships

Registered with (4)

→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Sep 17, 2020 to May 10, 2021factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Jul 1, 2021 to Dec 3, 2024factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Jan 4, 2016 to Jun 15, 2020factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Nov 10, 2011 to Nov 5, 2015factForm ADV

Dated events

Occurred
Dec 3, 2024
Advisor changed firm
Scott Petersen left Edward Jones for Northwestern Mutual Investment Services,Llc (registered 2026-02-02)
Form ADVobserved 5 days ago