DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S•••• P•••••••

N••••••••• M••••• I••••••••• S•••••••••no RAUMWesley Chapel, Fl dual registrantIAPD 5849386

Feed of 09/14/2026

Also filed as Scott Hodgson Petersen

At current firm

0 y

since Feb 2, 2026

In the industry

15 y

since Jun 10, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

N••••••••• M••••• I••••••••• S••••••••• no RAUM current
since Feb 2, 2026 · Wesley Chapel, Fl
E••••• J•••• national BD
Jul 1, 2021 to Dec 3, 2024 · Tampa, Fl
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Sep 17, 2020 to May 10, 2021 · Tampa, Fl
R•••••• J•••• • A••••••••• I••• national BD
Jan 4, 2016 to Jun 15, 2020 · Beaver, Pa
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Nov 10, 2011 to Nov 5, 2015 · Pittsburgh, Pa
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Jun 13, 2011 to Nov 1, 2011 · Pittsburgh, Pa

Moves

a registration end followed by a registration begin elsewhere

E••••• J•••• to N••••••••• M••••• I••••••••• S•••••••••
left Dec 3, 2024, registered Feb 2, 2026 (426 days) · Other
N••••••••• M••••• I••••••••• S••••••••• to E••••• J••••
left May 10, 2021, registered Jul 1, 2021 (52 days) · Other
R•••••• J•••• • A••••••••• I••• to N••••••••• M••••• I••••••••• S•••••••••
left Jun 15, 2020, registered Sep 17, 2020 (94 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•••••• J•••• • A••••••••• I•••
left Nov 5, 2015, registered Jan 4, 2016 (60 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
N••••••••• M••••• I••••••••• S••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Nov 1, 2011, registered Nov 10, 2011 (9 days) · Other

Signals

S•••• P••••••• left E••••• J•••• for N••••••••• M••••• I••••••••• S••••••••• (registered 2026-02-02)
Dec 3, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: No RAUM reportedderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address