DFX Intelligence

B•••••• S•••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)13 years in industry

B•••••• S•••• R•••••

Advisor at K•••••• W••••• I••••••••• A•••••••• L••

Mentor, OH | WESTLAKE, OH

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Search this name across graphsid dfx:ria:d0a4086a-98a5-a9ad-1e57-76b7aa8c05b6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 29, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•••••• W••••• I••••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K•••••• W••••• I••••••••• A•••••••• L••	Independent wealth	Jan 11, 2024	n/a	yes	Mentor, OH\|WESTLAKE, OH	Current employment
S••• P•••••• W••••• G••••• L••	Independent wealth	Nov 10, 2020	Sep 15, 2023	no	OAKBROOK TERRACE, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••• P•••••• W••••• G••••• L••	K•••••• W••••• I••••••••• A•••••••• L••	Sep 15, 2023	Jan 11, 2024	118	Firm change	RIA to RIA
A••••• A•• P••••••• S•••••••	S••• P•••••• W••••• G••••• L••	Nov 13, 2020	Nov 10, 2020

Relationships

Registered with (4)

→ K•••••• W••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Jan 11, 2024 to presentfactForm ADV
→ S••• P•••••• W••••• G••••• L••Registered adviserregistration: previous registration
Nov 10, 2020 to Sep 15, 2023factForm ADV
→ A••••• A•• P••••••• S•••••••Registered adviserregistration: previous registration
Apr 17, 2018 to Nov 13, 2020factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Sep 15, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d0a4086a-98a5-a9ad-1e57-76b7aa8c05b6
First observed: Sep 29, 2017
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.