DFX Intelligence

B•••• A•••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

B•••• A•••• P••••••

Advisor at O••••••• A•••• M••••••••• I••

LISLE, IL

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Search this name across graphsid dfx:ria:d0a83f36-19f7-f3a8-ce5a-7e055dced5a1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 13, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••••••• A•••• M••••••••• I••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Aug 9, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O••••••• A•••• M••••••••• I••	Asset manager	May 3, 2021	n/a	yes	LISLE, IL	Current employment
N••••• A•••• M••••••••• L••	Mixed wealth	Nov 19, 2013	Apr 20, 2021	no	CHICAGO, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••• A•••• M••••••••• L••	O••••••• A•••• M••••••••• I••	Apr 20, 2021	May 3, 2021	13	Firm change	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	N••••• A•••• M••••••••• L••	Oct 29, 2013	Nov 19, 2013

Relationships

Registered with (3)

→ O••••••• A•••• M••••••••• I••Registered adviserregistration: current employment
May 3, 2021 to presentfactForm ADV
→ N••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Nov 19, 2013 to Apr 20, 2021factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Aug 13, 2012 to Oct 29, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d0a83f36-19f7-f3a8-ce5a-7e055dced5a1
First observed: Aug 13, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.