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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

MELVIN FREDERICK MILLER

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Daphne, AL | Fairhope, AL

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Search this name across graphsid dfx:ria:d0b0bb1e-ebed-d5ca-e9e1-d0b6b3d65eed

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Nov 9, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 29, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Mar 29, 2000
First registration: Nov 9, 2000
Dual registered: yes, broker-dealer
Other names: FRED MILLER|MELVIN F MILLER
IAPD individual key: 2015160

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jul 30, 2021	n/a	yes	Fairhope, AL\|Daphne, AL	Current employment
PNC MANAGED ACCOUNT SOLUTIONS, INC.	Former SEC adviser	Oct 15, 2010	Jul 30, 2021	no	HOUSTON, TX\|HOUSTON, TX\|Fairhope, AL	Previous registration
ST JOHNS WEALTH MANAGEMENT	n/a	Jul 8, 2010	Oct 15, 2010	no	FAIRHOPE, AL	Previous registration
BBVA COMPASS INVESTMENT SOLUTIONS, INC	n/a	Apr 6, 2006	Jul 8, 2010	no	FAIRHOPE, AL\|MOBILE, AL\|GULF SHORES, AL\|FAIRHOPE, AL	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jul 6, 2005	Apr 4, 2006	no	CHICAGO, IL\|WARREN, OH	Previous registration
BANC ONE SECURITIES CORPORATION	n/a	Nov 9, 2000	Jul 6, 2005	no	WARREN, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PNC MANAGED ACCOUNT SOLUTIONS, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Jul 30, 2021	Jul 30, 2021	0	Firm change	Ibd to ibd
ST JOHNS WEALTH MANAGEMENT	PNC MANAGED ACCOUNT SOLUTIONS, INC.	Oct 15, 2010	Oct 15, 2010	0	Bulk transfer	Other
BBVA COMPASS INVESTMENT SOLUTIONS, INC	ST JOHNS WEALTH MANAGEMENT	Jul 8, 2010	Jul 8, 2010	0	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	BBVA COMPASS INVESTMENT SOLUTIONS, INC	Apr 4, 2006	Apr 6, 2006	2	Firm change	Other
BANC ONE SECURITIES CORPORATION	CHASE INVESTMENT SERVICES CORP.	Jul 6, 2005	Jul 6, 2005	0	Bulk transfer	Other

Relationships

Registered with (6)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Jul 30, 2021 to presentfactForm ADV
→ PNC MANAGED ACCOUNT SOLUTIONS, INC.Registered adviserregistration: previous registration
Oct 15, 2010 to Jul 30, 2021factForm ADV
→ ST JOHNS WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Jul 8, 2010 to Oct 15, 2010factForm ADV
→ BBVA COMPASS INVESTMENT SOLUTIONS, INCRegistered adviserregistration: previous registration
Apr 6, 2006 to Jul 8, 2010factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jul 6, 2005 to Apr 4, 2006factForm ADV
→ BANC ONE SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Nov 9, 2000 to Jul 6, 2005factForm ADV

Dated events

No dated event names this entity yet.