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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

STEWART CAPITAL ADVISORS, LLC

CRD 134012

INDIANA, PA

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Search this name across graphsid dfx:ria:d0cce35e-7ef0-2bd2-e9bf-9060195e17c5

Data as of Mar 14, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 5
On other graphs: 1
Observed: Mar 22, 2012 to Mar 14, 2024
24 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

Stewart Capital Advisors LLC

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.1BItem 5.F on the latest filing (2024-03-14); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.1B
Private client RAUM: $56.1MderivedItem 5.D individuals plus high net worth individuals
Private client share: 5%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 10
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,090
High net worth clients: 13
SEC number: 801-64212
CRD: 134012
Filings on the tape: 24
First filed: Mar 22, 2012
Latest filed: Mar 14, 2024
Organised: Limited Liability Company, Pennsylvania

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FORMAN, JASON, VAN DOREN	Ceo	Na	yes	07/2021	Mar 29, 2022	Mar 14, 2024
S&T BANCORP, INC.	Shareholder	E	yes	12/2004	Mar 22, 2012	Mar 14, 2024
S&T BANK	Member	E	yes	12/2004	Mar 22, 2012	Mar 14, 2024
MCGORTEY, CHARLES, TRACY	CHIEF COMPLIANCE OFFICER	Na	no	06/2021	Jun 30, 2021	Mar 14, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S&T BANCORP.	n/a	n/a	n/a	Y	yes	Pa
S&T EVERGREEN INSURANCE	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 14, 2024	$1.1B	$1.1B	10	4	0	n/a	n/a
2022	Mar 28, 2023	$1.2B	$1.2B	11	5	0	n/a	n/a
2021	Mar 29, 2022	$1.2B	$1.2B	10	7	0	n/a	n/a
2020	Mar 31, 2021	$1.0B	$1.0B	12	7	1	n/a	n/a
2019	Mar 26, 2020	$967M	$967M	11	7	1	n/a	n/a
2018	Mar 26, 2019	$1.0B	$919M	12	6	2	n/a	n/a
2017	Mar 26, 2018	$1.2B	$1.2B	13	6	2	n/a	n/a
2016	Mar 28, 2017	$1.3B	$1.2B	16	9	n/a	n/a	n/a
2015	Mar 16, 2016	$1.3B	$1.2B	16	8	n/a	n/a	n/a
2014	Mar 26, 2015	$1.4B	$1.3B	17	7	n/a	n/a	n/a
2013	Mar 26, 2014	$1.2B	$1.2B	24	6	n/a	n/a	n/a
2012	Mar 27, 2013	$1.0B	$1.0B	20	7	n/a	n/a	n/a
2011	Mar 22, 2012	$965M	$932M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$1.1B	$1.2B	-12.1%	$1.0B	2.1%	10	11	0	0

Relationships

Owns (1)

← MCGORTEY, CHARLES, TRACYOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 30, 2021 to presentfactForm ADV

Controls (3)

← FORMAN, JASON, VAN DORENOwnerCEO, ownership code NA, individual
Mar 29, 2022 to presentfactForm ADV
← S&T BANCORP, INC.OwnerSHAREHOLDER, ownership code E, domestic entity
Mar 22, 2012 to presentfactForm ADV
← S&T BANKOwnerMEMBER, ownership code E, domestic entity
Mar 22, 2012 to presentfactForm ADV

Registered with (3)

← Nicholas J WestrickAdvisorregistration: previous registration
Feb 14, 2014 to Oct 16, 2024factForm ADV
← MALCOLM EMERSON POLLEYAdvisorregistration: previous registration
Jan 6, 2014 to Jan 4, 2024factForm ADV
← Richard Joseph ScottiAdvisorregistration: previous registration
Jan 19, 2023 to Jul 26, 2023factForm ADV

Dated events

Occurred
Oct 16, 2024
Advisor changed firm
Nicholas J Westrick left Stewart Capital Advisors, Llc for Ameriprise Financial Services, Llc (registered 2023-10-31)
Form ADVobserved 4 days ago
Occurred
Jan 11, 2024
Control person left
Emerson Malcolm Polley (President & Chief Investment Officer) no longer on Schedule A of Stewart Capital Advisors, Llc (listed 2023-03-28, absent 2024-01-11)
Form ADVobserved 4 days ago
Occurred
Jan 4, 2024
Advisor changed firm
Malcolm Emerson Polley left Stewart Capital Advisors, Llc for Stratos Investment Management, Llc (registered 2024-01-08)
Form ADVobserved 4 days ago
Occurred
Jul 26, 2023
Advisor changed firm
Richard Joseph Scotti left Stewart Capital Advisors, Llc for Ameriprise Financial Services, Llc (registered 2023-08-08)
Form ADVobserved 4 days ago
Occurred
Mar 29, 2022
Control person joined
Van Doren Jason Forman (Ceo) appeared on Schedule A of Stewart Capital Advisors, Llc
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d0cce35e-7ef0-2bd2-e9bf-9060195e17c5
First observed: Mar 22, 2012
Last observed: Mar 14, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

STEWART CAPITAL ADVISORS, LLC

CRD 134012

INDIANA, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d0cce35e-7ef0-2bd2-e9bf-9060195e17c5

Data as of Mar 14, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:46 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FORMAN, JASON, VAN DOREN

Ceo

yes

07/2021

Mar 29, 2022

Mar 14, 2024

S&T BANCORP, INC.

Shareholder

yes

12/2004

Mar 22, 2012

Mar 14, 2024

S&T BANK

Member

yes

12/2004

Mar 22, 2012

Mar 14, 2024

MCGORTEY, CHARLES, TRACY

CHIEF COMPLIANCE OFFICER

06/2021

Jun 30, 2021

Mar 14, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

S&T BANCORP.

n/a

yes

S&T EVERGREEN INSURANCE

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Mar 14, 2024

$1.1B

n/a

2022

Mar 28, 2023

$1.2B

n/a

2021

Mar 29, 2022

$1.2B

n/a

2020

Mar 31, 2021

$1.0B

n/a

2019

Mar 26, 2020

$967M

n/a

2018

Mar 26, 2019

$1.0B

$919M

n/a

2017

Mar 26, 2018

$1.2B

n/a

2016

Mar 28, 2017

$1.3B

$1.2B

n/a

2015

Mar 16, 2016

$1.3B

$1.2B

n/a

2014

Mar 26, 2015

$1.4B

$1.3B

n/a

2013

Mar 26, 2014

$1.2B

n/a

2012

Mar 27, 2013

$1.0B

n/a

2011

Mar 22, 2012

$965M

$932M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$1.1B

$1.2B

-12.1%

$1.0B

2.1%