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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

Richard Joseph Scotti

Advisor at EMPOWER ADVISORY GROUP, LLC

Wexford, PA | GREENWOOD VILLAGE, CO

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Search this name across graphsid dfx:ria:72848660-4af4-0540-caec-7c4762f4a0ba

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: Apr 1, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EMPOWER ADVISORY GROUP, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Apr 1, 2014
First registration: Apr 1, 2014
Dual registered: yes, broker-dealer
Other names: Rick Scotti|Richard J Scotti|Richard Scotti|Rick Joseph Scotti|Rick J Scotti|Richard Joseph Scotti
IAPD individual key: 4678479

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EMPOWER ADVISORY GROUP, LLC	Bd affiliated wealth	Jul 1, 2025	n/a	yes	GREENWOOD VILLAGE, CO\|Wexford, PA	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Aug 8, 2023	Aug 28, 2023	no	Greensburg, PA	Previous registration
STEWART CAPITAL ADVISORS, LLC	Former SEC adviser	Jan 19, 2023	Jul 26, 2023	no	INDIANA, PA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Aug 23, 2022	Jan 9, 2023	no	Indiana, PA	Previous registration
HEFREN-TILLOTSON, INC.	Former SEC adviser	Jul 29, 2019	Jun 4, 2020	no	WEXFORD, PA	Previous registration
PNC CAPITAL ADVISORS LLC	Other adviser	Jul 8, 2015	Jan 24, 2019	no	PITTSBURGH, PA	Previous registration
STEWART CAPITAL ADVISORS, LLC	Former SEC adviser	Apr 1, 2014	Oct 13, 2014	no	INDIANA, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	EMPOWER ADVISORY GROUP, LLC	Aug 28, 2023	Jul 1, 2025	673	Firm change after gap	Ibd to ibd
STEWART CAPITAL ADVISORS, LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Jul 26, 2023	Aug 8, 2023	13	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	STEWART CAPITAL ADVISORS, LLC	Jan 9, 2023	Jan 19, 2023	10	Firm change	Other
HEFREN-TILLOTSON, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Jun 4, 2020	Aug 23, 2022	810	Firm change after gap	RIA to ibd
PNC CAPITAL ADVISORS LLC	HEFREN-TILLOTSON, INC.	Jan 24, 2019	Jul 29, 2019	186	Firm change	Other
STEWART CAPITAL ADVISORS, LLC	PNC CAPITAL ADVISORS LLC	Oct 13, 2014	Jul 8, 2015	268	Firm change	Other

Relationships

Registered with (5)

→ EMPOWER ADVISORY GROUP, LLCRegistered adviserregistration: current employment
Jul 1, 2025 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Aug 8, 2023 to Aug 28, 2023factForm ADV
→ STEWART CAPITAL ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 19, 2023 to Jul 26, 2023factForm ADV
→ HEFREN-TILLOTSON, INC.Registered adviserregistration: previous registration
Jul 29, 2019 to Jun 4, 2020factForm ADV
→ PNC CAPITAL ADVISORS LLCRegistered adviserregistration: previous registration
Jul 8, 2015 to Jan 24, 2019factForm ADV

Dated events

Occurred
Aug 28, 2023
Advisor changed firm
Richard Joseph Scotti left Ameriprise Financial Services, Llc for Empower Advisory Group, Llc (registered 2025-07-01)
Form ADVobserved 6 days ago
Occurred
Jul 26, 2023
Advisor changed firm
Richard Joseph Scotti left Stewart Capital Advisors, Llc for Ameriprise Financial Services, Llc (registered 2023-08-08)
Form ADVobserved 6 days ago
Occurred
Jan 9, 2023
Advisor changed firm
Richard Joseph Scotti left Ameriprise Financial Services, Llc for Stewart Capital Advisors, Llc (registered 2023-01-19)
Form ADVobserved 6 days ago