This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

STRATOS WEALTH ADVISORS LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Oct 21, 1988earliest registration or exam on IAPD

Years in industry

37derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

1

Current registrations

2

Registered states

2

Designations

Chartered Financial Analyst

Exams

S63|S66

First exam

Oct 21, 1988

First registration

Jan 6, 2014

Dual registered

no

Other names

MALCOLM EMERSON POLLY|MALCOLM EMERSON POLLEY

IAPD individual key

1875697

• Occurred

  Jan 4, 2024
  Advisor changed firm

  Malcolm Emerson Polley left Stewart Capital Advisors, Llc for Stratos Investment Management, Llc (registered 2024-01-08)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:d1b86d1f-3879-68a7-c5b9-a692304a97fe

First observed

Jan 6, 2014

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.