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Advisor at VANDERBILT ADVISORY SERVICES
Newton Centre, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VANDERBILT ADVISORY SERVICES | Bd affiliated wealth | Feb 15, 2022 | n/a | yes | Newton Centre, MA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Aug 8, 2012 | Oct 20, 2021 | no | NEWTON, MA|BOSTON, MA|WELLESLEY, MA|NEWTON, MA|WEST NEWTON, MA|NEWTON, MA|NEWTON, MA|WEST NEWTON, MA|NEWTON, MA|CHESTNUT HILL, MA|WEST NEWTON, MA|WELLESLEY, MA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 26, 2012 | Aug 7, 2012 | no | NEWBURYPORT, MA|NEWBURYPORT, MA|MANCHESTER, ME|NEWBURYPORT, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | VANDERBILT ADVISORY SERVICES | Oct 20, 2021 | Feb 15, 2022 | 118 | Firm change | Wirehouse to ibd |
| LPL FINANCIAL LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Aug 7, 2012 | Aug 8, 2012 | 1 | Firm change | Other |