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RIA / WealthAdvisor19 years in industry

STEVEN T WILKINSON

Advisor at MONARCH PLAN ADVISORS

SIMI VALLEY, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Apr 9, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MONARCH PLAN ADVISORS
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 7, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 2
Registered states: 2
Exams: S66
First exam: Apr 7, 2007
First registration: Apr 9, 2007
Dual registered: no
Other names: STEVE THOMAS WILKINSON|STEVEN THOMAS WILKINSON|STEVE WILKINSON
IAPD individual key: 5294043

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
3(38) INVESTMENT FIDUCIARIES	Institutional manager	Oct 8, 2018	n/a	yes	SIMI VALLEY, CA	Current employment
MONARCH PLAN ADVISORS	Institutional manager	Sep 12, 2017	n/a	yes	SIMI VALLEY, CA	Current employment
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Aug 25, 2014	Dec 31, 2017	no	WESTLAKE VILLAGE, CA\|Simi Valley, CA	Previous registration
WEALTHSPIRE RETIREMENT ADVISORY	Institutional manager	May 29, 2013	Feb 22, 2014	no	WOODLAND HILLS, CA\|ALISO VIEJO, CA	Previous registration
FINANCIAL TELESIS, INC.	Former SEC adviser	Jul 23, 2010	Aug 25, 2014	no	SAN RAFAEL, CA\|westlake village, CA\|WESTLAKE VILLAGE, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Aug 12, 2008	Jul 20, 2010	no	WOODLAND HILLS, CA\|ENCINO, CA	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Apr 9, 2007	Sep 18, 2007	no	SIMI VALLEY, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	MONARCH PLAN ADVISORS	Dec 31, 2017	Sep 12, 2017	-110	Firm change after gap	Other
FINANCIAL TELESIS, INC.	WEALTHSPIRE RETIREMENT ADVISORY	Aug 25, 2014	May 29, 2013	-453	Firm change after gap	Other
WEALTHSPIRE RETIREMENT ADVISORY	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Feb 22, 2014	Aug 25, 2014	184	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	FINANCIAL TELESIS, INC.	Jul 20, 2010	Jul 23, 2010	3	Firm change	Other
WELLS FARGO INVESTMENTS, LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Sep 18, 2007	Aug 12, 2008	329	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
134139:286612:CA:2017-12-31	Dec 31, 2017	Sep 12, 2017	SIMI VALLEY, CA	Firm change after gap

Relationships

Registered with (7)

→ 3(38) INVESTMENT FIDUCIARIESRegistered adviserregistration: current employment
Oct 8, 2018 to presentfactForm ADV
→ MONARCH PLAN ADVISORSRegistered adviserregistration: current employment
Sep 12, 2017 to presentfactForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Aug 25, 2014 to Dec 31, 2017factForm ADV
→ FINANCIAL TELESIS, INC.Registered adviserregistration: previous registration
Jul 23, 2010 to Aug 25, 2014factForm ADV
→ WEALTHSPIRE RETIREMENT ADVISORYRegistered adviserregistration: previous registration
May 29, 2013 to Feb 22, 2014factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Aug 12, 2008 to Jul 20, 2010factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Apr 9, 2007 to Sep 18, 2007factForm ADV

Dated events

No dated event names this entity yet.