DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Steven T Wilkinson
Feed of 09/14/2026
Also filed as Steve Thomas Wilkinson
At current firm
9 y
since Sep 12, 2017
In the industry
19 y
since Apr 7, 2007 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
2
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- 3(38) Investment Fiduciaries institutional currentsince Oct 8, 2018 · Simi Valley, Ca
- Monarch Plan Advisors institutional currentsince Sep 12, 2017 · Simi Valley, Ca
- Cambridge Investment Research Advisors, Inc. BD affiliatedAug 25, 2014 to Dec 31, 2017 · Westlake Village, Ca
- Wealthspire Retirement Advisory institutionalMay 29, 2013 to Feb 22, 2014 · Woodland Hills, Ca
- Financial Telesis, Inc. formerJul 23, 2010 to Aug 25, 2014 · San Rafael, Ca
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAug 12, 2008 to Jul 20, 2010 · Woodland Hills, Ca
- Wells Fargo Investments, LLC unclassifiedApr 9, 2007 to Sep 18, 2007 · Simi Valley, Ca
Moves
a registration end followed by a registration begin elsewhere
- Cambridge Investment Research Advisors, Inc. to Monarch Plan Advisorsleft Dec 31, 2017, registered Sep 12, 2017 (-110 days) · Other · moved with a team
- Financial Telesis, Inc. to Wealthspire Retirement Advisoryleft Aug 25, 2014, registered May 29, 2013 (-453 days) · Other
- Wealthspire Retirement Advisory to Cambridge Investment Research Advisors, Inc.left Feb 22, 2014, registered Aug 25, 2014 (184 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Financial Telesis, Inc.left Jul 20, 2010, registered Jul 23, 2010 (3 days) · Other
- Wells Fargo Investments, LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Sep 18, 2007, registered Aug 12, 2008 (329 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address